First Foundation Advisors’s Oxford Square Capital OXSQ Stock Holding History

First Foundation Advisors’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-10,126	Closed	-$30K	–	416
2022 Q3	$30K	Hold	10,126	–	–	﹤0.01%	384
2022 Q2	$37K	Hold	10,126	–	–	﹤0.01%	400
2022 Q1	$42K	Hold	10,126	–	–	﹤0.01%	422
2021 Q4	$41K	Hold	10,126	–	–	﹤0.01%	437
2021 Q3	$41K	Hold	10,126	–	–	﹤0.01%	439
2021 Q2	$50K	Hold	10,126	–	–	﹤0.01%	447
2021 Q1	$47K	Hold	10,126	–	–	﹤0.01%	411
2020 Q4	$31K	Hold	10,126	–	–	﹤0.01%	410
2020 Q3	$25K	Hold	10,126	–	–	﹤0.01%	371
2020 Q2	$28K	Hold	10,126	–	–	﹤0.01%	352
2020 Q1	$26K	Hold	10,126	–	–	﹤0.01%	337
2019 Q4	$55K	Sell	10,126 -7,000	-41%	-$38.7K	﹤0.01%	348
2019 Q3	$107K	Buy	17,126 +2,000	+13%	+$12.8K	0.01%	347
2019 Q2	$97K	Hold	15,126	–	–	0.01%	338
2019 Q1	$98K	Hold	15,126	–	–	0.01%	323
2018 Q4	$98K	Buy	15,126 +2,500	+20%	+$16.5K	0.01%	364
2018 Q3	$90K	Sell	12,626 -12,500	-50%	-$90K	0.01%	348
2018 Q2	$173K	Hold	25,126	–	–	0.01%	309
2018 Q1	$154K	Hold	25,126	–	–	0.01%	301
2017 Q4	$144K	Hold	25,126	–	–	0.01%	313
2017 Q3	$172K	Hold	25,126	–	–	0.01%	293
2017 Q2	$159K	Hold	25,126	–	–	0.01%	301
2017 Q1	$185K	Hold	25,126	–	–	0.01%	300
2016 Q4	$166K	Hold	25,126	–	–	0.01%	297
2016 Q3	$146K	Hold	25,126	–	–	0.01%	279
2016 Q2	$132K	Hold	25,126	–	–	0.01%	280
2016 Q1	$121K	Hold	25,126	–	–	0.01%	281
2015 Q4	$153K	Hold	25,126	–	–	0.01%	278
2015 Q3	$169K	Hold	25,126	–	–	0.01%	217
2015 Q2	$169K	Hold	25,126	–	–	0.01%	218
2015 Q1	$174K	Buy	25,126 +2,500	+11%	+$18.5K	0.01%	223
2014 Q4	$170K	Hold	22,626	–	–	0.02%	223
2014 Q3	$200K	Hold	22,626	–	–	0.02%	211
2014 Q2	$224K	Buy	22,626 +2,500	+12%	+$24K	0.02%	195
2014 Q1	$197K	Hold	20,126	–	–	0.02%	177
2013 Q4	$208K	Buy	20,126 +10,000	+99%	+$102K	0.03%	170
2013 Q3	$99K	Hold	10,126	–	–	0.02%	165
2013 Q2	$97K	Buy	+10,126	New	+$98.6K	0.02%	136

Other funds holding OXSQ

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

First Foundation Advisors's OXSQ Position: Q4 2022 in Review

First Foundation Advisors sold out of Oxford Square Capital (OXSQ) in Q4 2022, closing a stake of 10,126 shares — an estimated $30K sold.

First Foundation Advisors first reported a position in OXSQ in Q2 2013 and held it in 38 quarters. The position peaked at $224K in Q2 2014. 52 funds tracked by Wall St. Rank hold OXSQ as of Q4 2022.

First Foundation Advisors reported no remaining Oxford Square Capital position as of Q4 2022 after selling out during the quarter.
First Foundation Advisors sold 10,126 Oxford Square Capital shares in Q4 2022, an estimated $30K.
First Foundation Advisors first reported a position in Oxford Square Capital in Q2 2013 and held it in 38 quarters.
First Foundation Advisors's Oxford Square Capital position peaked at $224K in Q2 2014.
52 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2022.

Based on First Foundation Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.