Baird Financial Group’s Oxford Square Capital OXSQ Stock Holding History

Baird Financial Group’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-31,948	Closed	-$183K	–	1283
2017 Q4	$183K	Sell	31,948 -1,195	-4%	-$7.46K	﹤0.01%	1222
2017 Q3	$227K	Sell	33,143 -944	-3%	-$6.33K	﹤0.01%	1155
2017 Q2	$216K	Sell	34,087 -2,021	-6%	-$14.5K	﹤0.01%	1158
2017 Q1	$266K	Sell	36,108 -583	-2%	-$4.21K	﹤0.01%	1100
2016 Q4	$243K	Sell	36,691 -110	-0.3%	-$680	﹤0.01%	1097
2016 Q3	$214K	Sell	36,801 -763	-2%	-$4.48K	﹤0.01%	1128
2016 Q2	$198K	Sell	37,564 -433	-1%	-$2.27K	﹤0.01%	1142
2016 Q1	$182K	Sell	37,997 -1,083	-3%	-$5.44K	﹤0.01%	1165
2015 Q4	$238K	Sell	39,080 -1,143	-3%	-$7.47K	﹤0.01%	1119
2015 Q3	$270K	Sell	40,223 -5,192	-11%	-$34.5K	﹤0.01%	1076
2015 Q2	$305K	Buy	+45,415	New	+$313K	﹤0.01%	1118

Other funds holding OXSQ

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

MWNA

Marshall Wace North America New York $23.5B AUM 46.46% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Baird Financial Group's OXSQ Position: Q1 2018 in Review

Baird Financial Group sold out of Oxford Square Capital (OXSQ) in Q1 2018, closing a stake of 31,948 shares — an estimated $183K sold.

Baird Financial Group first reported a position in OXSQ in Q2 2015 and held it in 11 quarters. The position peaked at $305K in Q2 2015. 82 funds tracked by Wall St. Rank hold OXSQ as of Q1 2018.

Baird Financial Group reported no remaining Oxford Square Capital position as of Q1 2018 after selling out during the quarter.
Baird Financial Group sold 31,948 Oxford Square Capital shares in Q1 2018, an estimated $183K.
Baird Financial Group first reported a position in Oxford Square Capital in Q2 2015 and held it in 11 quarters.
Baird Financial Group's Oxford Square Capital position peaked at $305K in Q2 2015.
82 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2018.

Based on Baird Financial Group's 13F filing for Q1 2018, filed 14 May 2018.