We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

85 hedge funds and large institutions have $330M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2024 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 4

133% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 18

17% more capital invested

Capital invested by funds: $282M → $330M (+$47.7M)

16% more funds holding

Funds holding: 73 → 85 (+12)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5.58% less ownership

Funds ownership: 63.43% → 57.85% (-5.6%)

Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
1.22%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
16
Increased
42
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAS
Avantax Advisory Services
Texas
+$11.7M
2
UBS Group
UBS Group
Switzerland
+$8.24M
3
Ameriprise
Ameriprise
Minnesota
+$7.77M
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$6.39M
5
Wells Fargo
Wells Fargo
California
+$4.18M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$27.4M
2
Bank of America
Bank of America
North Carolina
-$1.49M
3
FA
FDx Advisors
Illinois
-$1.01M
4
OP
ORG Partners
Indiana
-$1.01M
5
Osaic Holdings
Osaic Holdings
Arizona
-$830K
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$2.07M +$388K +9,697 +25%
HTC
27
Haverford Trust Company
Pennsylvania
$1.88M -$296K -7,400 -14%
GIA
28
Gladstone Institutional Advisory
Florida
$1.85M +$410K +10,242 +31%
Brown Advisory
29
Brown Advisory
Maryland
$1.85M +$4.21K +105 +0.2%
LFAS
30
Level Four Advisory Services
Texas
$1.82M +$6.25K +156 +0.3%
Osaic Holdings
31
Osaic Holdings
Arizona
$1.77M -$830K -20,718 -33%
PEA
32
Park Edge Advisors
Ohio
$1.51M +$12.6K +314 +0.9%
SPIA
33
Steward Partners Investment Advisory
New York
$1.3M -$40.3K -1,006 -3%
CNWM
34
Clay Northam Wealth Management
California
$1.29M -$69.2K -1,727 -5%
PFS
35
Prospera Financial Services
Texas
$1.29M +$1.21M +30,337 New
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$1.1M +$91.7K +2,290 +10%
TFS
37
Thoroughbred Financial Services
Tennessee
$1.07M +$148K +3,703 +17%
EAM
38
Empirical Asset Management
Massachusetts
$934K -$73.5K -1,835 -8%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$929K +$373K +9,320 +75%
SPC
40
Sigma Planning Corp
Michigan
$885K +$435K +10,868 +110%
SWP
41
Stratos Wealth Partners
Ohio
$837K +$15.9K +396 +2%
AWA
42
Acorn Wealth Advisors
Michigan
$812K -$521 -13 -0.1%
SAM
43
Secure Asset Management
Michigan
$758K +$178K +4,456 +33%
Goldman Sachs
44
Goldman Sachs
New York
$750K – – –
KAS
45
Kestra Advisory Services
Texas
$599K +$23.7K +592 +4%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$553K – – –
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
$548K +$515K +12,868 New
CA
48
Cambridge Advisors
Nebraska
$435K -$240 -6 -0.1%
MOS
49
MGO One Seven
Ohio
$420K +$395K +9,872 New
Jane Street
50
Jane Street
New York
$404K +$380K +9,481 New
1
2
3 4

OUSM Hedge Fund Activity: Q1 2024 in Review

85 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2024, worth a combined $330M — up 17% from $282M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new OUSM positions and 4 closed out — a net gain of 12 holders — while 42 added to existing stakes and 18 trimmed.

The largest buyer was Avantax Advisory Services, adding an estimated $11.7M. The largest seller was Morgan Stanley, cutting an estimated $27.4M.

  • 85 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2024, up from 73 in Q4 2023.
  • Funds reported $330M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2024, up 17% quarter-over-quarter.
  • 16 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2024 and 4 closed out, a net change of +12 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2024 was Avantax Advisory Services, an estimated $11.7M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2024 was Morgan Stanley, an estimated $27.4M sold.

Based on aggregated 13F filings for Q1 2024.