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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

73 hedge funds and large institutions have $282M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

67% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 18

29% more capital invested

Capital invested by funds: $219M → $282M (+$62.6M)

18% more funds holding

Funds holding: 62 → 73 (+11)

2.37% less ownership

Funds ownership: 65.8% → 63.43% (-2.4%)

Holders
73
Holders Change
+11
Holders Change %
+17.74%
% of All Funds
1.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
15
Increased
30
Reduced
18
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$31.8M
2
Ameriprise
Ameriprise
Minnesota
+$5.47M
3
FP
Fiduciary Planning
Florida
+$3.59M
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$3.19M
5
CWM
Castle Wealth Management
Florida
+$2.22M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$23.6M
2
ACA
Aptus Capital Advisors
Alabama
-$1.51M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$646K
4
Bank of America
Bank of America
North Carolina
-$583K
5
Osaic Holdings
Osaic Holdings
Arizona
-$268K
Name Holding Trade Value Shares
Change 		Change in
Stake
LFAS
26
Level Four Advisory Services
Texas
$1.81M +$862K +23,930 +107%
Brown Advisory
27
Brown Advisory
Maryland
$1.7M – – –
JP Morgan Chase
28
JP Morgan Chase
New York
$1.53M +$1.4M +38,931 New
PPWP
29
Premier Path Wealth Partners
New Jersey
$1.48M +$1.34M +37,241 New
PEA
30
Park Edge Advisors
Ohio
$1.38M +$28.9K +802 +2%
MML Investors Services
31
MML Investors Services
Massachusetts
$1.34M +$860K +23,889 +231%
GIA
32
Gladstone Institutional Advisory
Florida
$1.3M +$60.8K +1,688 +5%
CNWM
33
Clay Northam Wealth Management
California
$1.26M +$216 +6 +0%
SPIA
34
Steward Partners Investment Advisory
New York
$1.24M -$29.2K -811 -3%
FA
35
FDx Advisors
Illinois
$1.01M +$932K +25,877 New
OP
36
ORG Partners
Indiana
$1.01M +$856K +23,756 +1,178%
EAM
37
Empirical Asset Management
Massachusetts
$931K -$11.6K -323 -1%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$925K +$17.7K +492 +2%
TFS
39
Thoroughbred Financial Services
Tennessee
$837K -$24.7K -685 -3%
SWP
40
Stratos Wealth Partners
Ohio
$755K +$28.8K +799 +4%
AWA
41
Acorn Wealth Advisors
Michigan
$747K -$9.36K -260 -1%
Goldman Sachs
42
Goldman Sachs
New York
$690K – – –
KAS
43
Kestra Advisory Services
Texas
$528K +$20.8K +578 +4%
SAM
44
Secure Asset Management
Michigan
$523K +$481K +13,360 New
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$509K – – –
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
$489K -$245K -6,804 -35%
CA
47
Cambridge Advisors
Nebraska
$401K – – –
SPC
48
Sigma Planning Corp
Michigan
$389K -$224K -6,213 -39%
HighTower Advisors
49
HighTower Advisors
Illinois
$345K -$10.6K -293 -3%
CAL
50
Capital Advisors Ltd
Ohio
$324K -$74.6K -2,072 -20%
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OUSM Hedge Fund Activity: Q4 2023 in Review

73 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2023, worth a combined $282M — up 29% from $219M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OUSM positions and 3 closed out — a net gain of 12 holders — while 30 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $31.8M. The largest seller was Wells Fargo, cutting an estimated $23.6M.

  • 73 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2023, up from 62 in Q3 2023.
  • Funds reported $282M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2023, up 29% quarter-over-quarter.
  • 15 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2023 and 3 closed out, a net change of +12 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2023 was Morgan Stanley, an estimated $31.8M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2023 was Wells Fargo, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2023.