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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

62 hedge funds and large institutions have $219M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

191% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 11

15% more capital invested

Capital invested by funds: $191M → $219M (+$28.6M)

13% more funds holding

Funds holding: 55 → 62 (+7)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

71.14% less ownership

Funds ownership: 136.94% → 65.8% (-71%)

Holders
62
Holders Change
+7
Holders Change %
+12.73%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
32
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$10M
2
AAS
Avantax Advisory Services
Texas
+$6.46M
3
Ameriprise
Ameriprise
Minnesota
+$5.22M
4
AFS
Axiom Financial Strategies
Indiana
+$3.65M
5
FP
Fiduciary Planning
Florida
+$1.63M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.47M
2
OP
ORG Partners
Indiana
-$729K
3
SSWM
Sheets Smith Wealth Management
North Carolina
-$102K
4
TRCT
Tower Research Capital (TRC)
New York
-$58.5K
5
CA
Cambridge Advisors
Nebraska
-$37.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
PEA
26
Park Edge Advisors
Ohio
$1.21M -$22.4K -615 -2%
SPIA
27
Steward Partners Investment Advisory
New York
$1.14M -$3.31K -91 -0.3%
CNWM
28
Clay Northam Wealth Management
California
$1.13M +$41.7K +1,146 +4%
GIA
29
Gladstone Institutional Advisory
Florida
$1.11M +$893K +24,522 +346%
SSWM
30
Sheets Smith Wealth Management
North Carolina
$938K -$102K -2,791 -9%
EAM
31
Empirical Asset Management
Massachusetts
$846K -$19.5K -536 -2%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$811K +$36K +989 +4%
LFAS
33
Level Four Advisory Services
Texas
$782K +$22.2K +611 +3%
TFS
34
Thoroughbred Financial Services
Tennessee
$774K +$418K +11,492 +109%
AWA
35
Acorn Wealth Advisors
Michigan
$679K +$14.6K +402 +2%
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$678K +$169K +4,630 +32%
SWP
37
Stratos Wealth Partners
Ohio
$649K +$473 +13 +0.1%
Goldman Sachs
38
Goldman Sachs
New York
$618K – – –
SPC
39
Sigma Planning Corp
Michigan
$566K +$52.7K +1,448 +10%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$456K – – –
KAS
41
Kestra Advisory Services
Texas
$453K +$470K +12,904 New
CAL
42
Capital Advisors Ltd
Ohio
$363K +$146 +4 +0%
MML Investors Services
43
MML Investors Services
Massachusetts
$363K +$100K +2,750 +36%
CA
44
Cambridge Advisors
Nebraska
$359K -$37.4K -1,027 -9%
HighTower Advisors
45
HighTower Advisors
Illinois
$319K -$364 -10 -0.1%
Wealth Enhancement Advisory Services
46
Wealth Enhancement Advisory Services
Minnesota
$292K +$302K +8,304 New
CAN
47
Cetera Advisor Networks
California
$285K +$47.5K +1,305 +19%
DI
48
Diligent Investors
California
$228K -$29.1K -800 -11%
Comerica Bank
49
Comerica Bank
Texas
$153K +$159K +4,355 New
FFA
50
Farther Finance Advisors
California
$82.6K – – –
1
2
3

OUSM Hedge Fund Activity: Q3 2023 in Review

62 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2023, worth a combined $219M — up 15% from $191M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new OUSM positions and 1 closed out — a net gain of 7 holders — while 32 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $10M. The largest seller was LPL Financial, cutting an estimated $1.47M.

  • 62 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2023, up from 55 in Q2 2023.
  • Funds reported $219M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2023, up 15% quarter-over-quarter.
  • 8 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2023 and 1 closed out, a net change of +7 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2023 was Wells Fargo, an estimated $10M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2023 was LPL Financial, an estimated $1.47M sold.

Based on aggregated 13F filings for Q3 2023.