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ALPS O'Shares US Small-Cap Quality Dividend ETF

50 hedge funds and large institutions have $113M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

130% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 10

22% more capital invested

Capital invested by funds: $92.5M → $113M (+$20.6M)

14% more funds holding

Funds holding: 4450 (+6)

11.33% more ownership

Funds ownership: 74.08%85.41% (+11%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
50
Holders Change
+6
Holders Change %
+13.64%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
23
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$543K +$545K +15,375 New
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$513K +$120K +3,376 +30%
JMPWA
28
JP Morgan Private Wealth Advisors
California
$493K +$495K +13,970 New
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$476K
OP
30
ORG Partners
Indiana
$442K +$444K +12,537 New
CA
31
Cambridge Advisors
Nebraska
$400K -$10.3K -290 -2%
CAL
32
Capital Advisors Ltd
Ohio
$365K +$283 +8 +0.1%
HighTower Advisors
33
HighTower Advisors
Illinois
$331K -$37.6K -1,060 -10%
DI
34
Diligent Investors
California
$268K
GIA
35
Gladstone Institutional Advisory
Florida
$259K +$532 +15 +0.2%
Citadel Advisors
36
Citadel Advisors
Florida
$250K -$392K -11,052 -61%
CAN
37
Cetera Advisor Networks
California
$246K +$25.3K +714 +11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$231K +$232K +6,547 New
FFA
39
Farther Finance Advisors
California
$83.1K -$22.9K -647 -22%
GA
40
GoalVest Advisory
New York
$78.3K
JP Morgan Chase
41
JP Morgan Chase
New York
$41.9K +$42K +1,185 New
CH
42
Canton Hathaway
Rhode Island
$35K
TRCT
43
Tower Research Capital (TRC)
New York
$33K +$32.8K +927 New
IA
44
IFP Advisors
Florida
$30.3K +$248 +7 +0.7%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$14.1K -$14.2K -400 -50%
AAS
46
Ameritas Advisory Services
Nebraska
$7.19K +$7.19K +203 New
UFF
47
USA Financial Formulas
Michigan
$1.87K +$1.88K +53 New
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$1.55K +$36.9K +1,040 +2%
ASN
49
Advisory Services Network
Georgia
$1.06K
Fidelity Investments
50
Fidelity Investments
Massachusetts
$248 +$177 +5 +250%

OUSM Hedge Fund Activity: Q1 2023 in Review

50 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2023, worth a combined $113M — up 22% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new OUSM positions and 3 closed out — a net gain of 6 holders — while 23 added to existing stakes and 10 trimmed.

The largest buyer was Stifel Financial, adding an estimated $4.63M. The largest seller was Citadel Advisors, cutting an estimated $392K.

  • 50 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2023, up from 44 in Q4 2022.
  • Funds reported $113M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2023, up 22% quarter-over-quarter.
  • 9 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2023 and 3 closed out, a net change of +6 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2023 was Stifel Financial, an estimated $4.63M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2023 was Citadel Advisors, an estimated $392K sold.

Based on aggregated 13F filings for Q1 2023.