NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
140 hedge funds and large institutions have $256M invested in NEOPHOTONICS CORP in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 42 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
13% less repeat investments, than reductions
Existing positions increased: 47 | Existing positions reduced: 54
14% less funds holding
Funds holding: 163 → 140 (-23)
20% less call options, than puts
Call options by funds: $703K | Put options by funds: $875K
35% less capital invested
Capital invested by funds: $395M → $256M (-$139M)
52% less first-time investments, than exits
New positions opened: 20 | Existing positions closed: 42
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
+$6.92M |
| 2 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$5.03M |
| 3 |
PCMI
Paradigm Capital Management Inc
Albany,
New York
|
+$4.82M |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
+$3M |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$2.09M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Russell Investments Group
London,
United Kingdom
|
-$11.2M |
| 2 |
N
Nuveen
Charlotte,
North Carolina
|
-$9.14M |
| 3 |
RA
Royce & Associates
New York
|
-$5.09M |
| 4 |
Prudential Financial
Newark,
New Jersey
|
-$4.33M |
| 5 |
D.E. Shaw & Co
New York
|
-$4.08M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DWA
176
Dorsey Wright & Associates
Pasadena,
California
| – | -$8K | -941 | Closed |
|
|
QI
177
QS Investors
New York
| – | -$8K | -900 | Closed |
|
|
SCA
178
Stonebridge Capital Advisors
St Paul,
Minnesota
| – | -$4K | -500 | Closed |
|
|
OIA
179
Optimum Investment Advisors
Chicago,
Illinois
| – | -$3K | -300 | Closed |
|
|
S
180
SignatureFD
Atlanta,
Georgia
| – | -$1K | -75 | Closed |
|
181
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| – | +$420 | +55 | +367% |
|
NPTN Hedge Fund Activity: Q3 2020 in Review
140 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2020, worth a combined $256M — down 35% from $395M a quarter earlier.
Sellers outnumbered buyers: 42 funds closed out of NPTN and 20 opened new positions — a net loss of 22 holders — while 54 trimmed existing stakes and 47 added.
The largest buyer was JP Morgan Chase, adding an estimated $6.92M. The largest seller was Russell Investments Group, cutting an estimated $11.2M.
- 140 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2020, down from 163 in Q2 2020.
- Funds reported $256M of NEOPHOTONICS CORP stock for Q3 2020, down 35% quarter-over-quarter.
- 20 funds opened new NEOPHOTONICS CORP positions in Q3 2020 and 42 closed out, a net change of -22 holders.
- The largest NEOPHOTONICS CORP buyer in Q3 2020 was JP Morgan Chase, an estimated $6.92M added.
- The largest NEOPHOTONICS CORP seller in Q3 2020 was Russell Investments Group, an estimated $11.2M sold.
Based on aggregated 13F filings for Q3 2020.