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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

115 hedge funds and large institutions have $246M invested in NEOPHOTONICS CORP in 2018 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 35 increasing their positions, 28 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 14

25% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 28

16% more funds holding

Funds holding: 99115 (+16)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

15% less capital invested

Capital invested by funds: $290M → $246M (-$44.1M)

40% less call options, than puts

Call options by funds: $347K | Put options by funds: $582K

Holders
115
Holders Change
+16
Holders Change %
+16.16%
% of All Funds
2.56%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
33
Increased
35
Reduced
28
Closed
14
Calls
$347K
Puts
$582K
Net Calls
-$235K
Net Calls Change
-$483K
Name Holding Trade Value Shares
Change
Change in
Stake
DWA
101
Dorsey Wright & Associates
California
$13K +$15.5K +2,028 New
PA
102
Parallel Advisors
California
$12K +$15.3K +2,000 New
BNP Paribas Financial Markets
103
BNP Paribas Financial Markets
France
$9.44K +$2.23K +291 +25%
Federated Hermes
104
Federated Hermes
Pennsylvania
$8K +$4.48K +586 +92%
FDCDDQ
105
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.78K
TRCT
106
Tower Research Capital (TRC)
New York
$6K +$2.57K +336 +56%
CIAS
107
Capital Investment Advisory Services
North Carolina
$6K +$7.65K +1,000 New
MAM
108
Meeder Asset Management
Ohio
$5K +$5.56K +727 New
AG
109
Advisor Group
Arizona
$3K
TCOV
110
Trust Company of Vermont
Vermont
$3K
Marshall Wace
111
Marshall Wace
United Kingdom
$2K +$2.27K +297 New
RFC
112
Regions Financial Corp
Alabama
$1K -$964 -126 -61%
LTFS
113
Ladenburg Thalmann Financial Services
Florida
$1K +$23 +3 +2%
FGC
114
Financial Gravity Companies
Texas
$1K +$1.12K +147 New
PI
115
Putnam Investments
Massachusetts
-$2.66M -320,375 Closed
AIM
116
Artemis Investment Management
United Kingdom
-$1.79M -215,948 Closed
PM
117
Precept Management
Texas
-$1.69M -203,650 Closed
EGI
118
EAM Global Investors
California
-$1.12M -135,076 Closed
EI
119
EAM Investors
California
-$889K -107,055 Closed
GC
120
Guggenheim Capital
Illinois
-$857K -103,195 Closed
FIA
121
FNY Investment Advisers
New York
-$518K -62,500 Closed
II
122
Ibex Investors
Colorado
-$220K -26,565 Closed
RJA
123
Raymond James & Associates
Florida
-$189K -22,800 Closed
FRM
124
Fox Run Management
Connecticut
-$100K -12,059 Closed
BCM
125
BlueCrest Capital Management
Jersey
-$87K -10,430 Closed

NPTN Hedge Fund Activity: Q4 2018 in Review

115 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2018, worth a combined $246M — down 15% from $290M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new NPTN positions and 14 closed out — a net gain of 19 holders — while 35 added to existing stakes and 28 trimmed.

The largest buyer was Russell Investments Group, adding an estimated $14.3M. The largest seller was Putnam Investments, exiting entirely with an estimated $2.66M sold.

  • 115 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2018, up from 99 in Q3 2018.
  • Funds reported $246M of NEOPHOTONICS CORP stock for Q4 2018, down 15% quarter-over-quarter.
  • 33 funds opened new NEOPHOTONICS CORP positions in Q4 2018 and 14 closed out, a net change of +19 holders.
  • The largest NEOPHOTONICS CORP buyer in Q4 2018 was Russell Investments Group, an estimated $14.3M added.
  • The largest NEOPHOTONICS CORP seller in Q4 2018 was Putnam Investments, an estimated $2.66M sold.

Based on aggregated 13F filings for Q4 2018.