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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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147 hedge funds and large institutions have $516M invested in NEOPHOTONICS CORP in 2021 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 49 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

86% more call options, than puts

Call options by funds: $2.39M | Put options by funds: $1.28M

48% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 21

33% more capital invested

Capital invested by funds: $387M → $516M (+$128M)

7% more funds holding

Funds holding: 138 → 147 (+9)

10% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 49

Holders
147
Holders Change
+9
Holders Change %
+6.52%
% of All Funds
2.58%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
31
Increased
44
Reduced
49
Closed
21
Calls
$2.39M
Puts
$1.28M
Net Calls
+$1.1M
Net Calls Change
+$862K

Top Buyers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
+$11.3M
2
Victory Capital Management
Victory Capital Management
Texas
+$8.64M
3
SI
Scout Investments
Missouri
+$7.63M
4
FA
Friess Associates
Delaware
+$6.25M
5
WA
Wasatch Advisors
Utah
+$4.52M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$10.5M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$7.84M
3
BBCM
Boardman Bay Capital Management
New York
-$7.71M
4
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$6.39M
5
Russell Investments Group
Russell Investments Group
United Kingdom
-$6.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Arrowstreet Capital
26
Arrowstreet Capital
Massachusetts
$6.05M -$7.84M -691,423 -58%
Two Sigma Advisers
27
Two Sigma Advisers
New York
$5.78M +$223K +19,700 +4%
Charles Schwab
28
Charles Schwab
California
$4.78M -$309K -27,291 -6%
Goldman Sachs
29
Goldman Sachs
New York
$4.72M -$10.5M -929,625 -70%
State of Wisconsin Investment Board
30
State of Wisconsin Investment Board
Wisconsin
$4.53M +$159K +14,000 +4%
WPC
31
White Pine Capital
Minnesota
$4.22M +$799K +70,466 +25%
Ameriprise
32
Ameriprise
Minnesota
$4.2M +$2.87M +252,773 +256%
Mitsubishi UFJ Asset Management
33
Mitsubishi UFJ Asset Management
Japan
$4.08M +$2.63M +232,249 +212%
RA
34
Royce & Associates
New York
$3.77M +$3.58M +315,882 New
Fuller & Thaler Asset Management
35
Fuller & Thaler Asset Management
California
$3.4M +$3.23M +284,835 New
Los Angeles Capital Management
36
Los Angeles Capital Management
California
$3.33M -$828K -73,036 -21%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$2.97M +$11K +969 +0.4%
AQR Capital Management
38
AQR Capital Management
Connecticut
$2.51M -$2.09M -184,195 -47%
HIM
39
Herald Investment Management
United Kingdom
$2.39M – – –
Two Sigma Investments
40
Two Sigma Investments
New York
$2.36M +$1.87M +164,854 +510%
UBS Group
41
UBS Group
Switzerland
$2.05M +$1.28M +112,899 +191%
CCM
42
Cinctive Capital Management
New York
$1.79M +$1.7M +150,000 New
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$1.42M -$450K -39,726 -25%
Swiss National Bank
44
Swiss National Bank
Switzerland
$1.3M +$27.2K +2,400 +2%
Fisher Asset Management
45
Fisher Asset Management
Washington
$1.2M -$105K -9,297 -8%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$1.19M -$172K -15,196 -13%
Federated Hermes
47
Federated Hermes
Pennsylvania
$1.18M -$13.2K -1,160 -1%
ECM
48
EMC Capital Management
Texas
$1.15M +$435K +38,325 +67%
Citadel Advisors
49
Citadel Advisors
Florida
$1.01M -$1.28M -113,004 -57%
GGHC
50
Gilder Gagnon Howe & Co
New York
$995K +$944K +83,271 New
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NPTN Hedge Fund Activity: Q1 2021 in Review

147 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2021, worth a combined $516M — up 33% from $387M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NPTN positions and 21 closed out — a net gain of 10 holders — while 44 added to existing stakes and 49 trimmed.

The largest buyer was State Street, adding an estimated $11.3M. The largest seller was Goldman Sachs, cutting an estimated $10.5M.

  • 147 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2021, up from 138 in Q4 2020.
  • Funds reported $516M of NEOPHOTONICS CORP stock for Q1 2021, up 33% quarter-over-quarter.
  • 31 funds opened new NEOPHOTONICS CORP positions in Q1 2021 and 21 closed out, a net change of +10 holders.
  • The largest NEOPHOTONICS CORP buyer in Q1 2021 was State Street, an estimated $11.3M added.
  • The largest NEOPHOTONICS CORP seller in Q1 2021 was Goldman Sachs, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2021.