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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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132 hedge funds and large institutions have $427M invested in NEOPHOTONICS CORP in 2016 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 36 increasing their positions, 42 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more call options, than puts

Call options by funds: $1.07M | Put options by funds: $341K

100% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 20

44% more capital invested

Capital invested by funds: $296M → $427M (+$130M)

18% more funds holding

Funds holding: 112 → 132 (+20)

14% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 42

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

Holders
132
Holders Change
+20
Holders Change %
+17.86%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
40
Increased
36
Reduced
42
Closed
20
Calls
$1.07M
Puts
$341K
Net Calls
+$727K
Net Calls Change
+$782K

Top Buyers

Rank Fund Capital Flow
1
GT
Glenmede Trust
Pennsylvania
+$14.4M
2
Wellington Management Group
Wellington Management Group
Massachusetts
+$8.75M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$5.31M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$5.2M
5
HAI
Hennessy Advisors Inc
California
+$4.38M

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$9.26M
2
MCM
Masters Capital Management
Georgia
-$6.28M
3
AIC
AWM Investment Company
New York
-$4.3M
4
SFM
Systematic Financial Management
New Jersey
-$2.35M
5
DCM
Driehaus Capital Management
Illinois
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
26
McKinley Capital Management
Alaska
$4.05M +$2.99M +288,536 New
SAMC
27
Shinko Asset Management Company
Japan
$4M – – –
Northern Trust
28
Northern Trust
Illinois
$3.98M +$170K +16,438 +6%
AIS
29
AlphaOne Investment Services
Pennsylvania
$3.77M +$2.78M +268,450 New
DCM
30
Driehaus Capital Management
Illinois
$3.71M -$1.98M -191,393 -42%
Fisher Asset Management
31
Fisher Asset Management
Washington
$3.7M – – –
BCM
32
Bridgeway Capital Management
Texas
$3.48M -$291K -28,078 -10%
TCM
33
Timpani Capital Management
Wisconsin
$2.94M +$2.17M +209,373 New
New York State Common Retirement Fund
34
New York State Common Retirement Fund
New York
$2.74M -$1.6M -154,390 -44%
Invesco
35
Invesco
Georgia
$2.69M +$1.66M +160,660 +524%
GIPM
36
G2 Investment Partners Management
New York
$2.4M +$1.77M +170,765 New
TCIM
37
TIAA CREF Investment Management
New York
$2.36M +$223K +21,591 +15%
American Century Companies
38
American Century Companies
Missouri
$2.31M +$98.2K +9,494 +6%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$2.29M -$163K -15,799 -9%
CEP
40
Chicago Equity Partners
Illinois
$2.2M +$9.42K +910 +0.6%
CIP
41
Convergence Investment Partners
Florida
$2.13M +$1.57M +151,384 New
WSA
42
Wall Street Associates
California
$2M +$268K +25,900 +22%
Fuller & Thaler Asset Management
43
Fuller & Thaler Asset Management
California
$1.92M +$1.41M +136,500 New
AI
44
Analytic Investors
California
$1.85M +$503K +48,644 +59%
JP Morgan Chase
45
JP Morgan Chase
New York
$1.81M +$1.33M +128,930 New
Deutsche Bank
46
Deutsche Bank
Germany
$1.79M +$1.11M +106,959 +514%
WPC
47
White Pine Capital
Minnesota
$1.79M -$815K -78,775 -38%
PPA
48
Parametric Portfolio Associates
Washington
$1.65M +$1.21M +117,349 New
BIM
49
BlackRock Investment Management
Delaware
$1.65M +$109K +10,496 +10%
1CM
50
1492 Capital Management
Wisconsin
$1.63M +$356K +34,426 +42%
1
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NPTN Hedge Fund Activity: Q1 2016 in Review

132 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2016, worth a combined $427M — up 44% from $296M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new NPTN positions and 20 closed out — a net gain of 20 holders — while 36 added to existing stakes and 42 trimmed.

The largest buyer was Glenmede Trust, opening a new position worth an estimated $14.4M. The largest seller was Royce & Associates, cutting an estimated $9.26M.

  • 132 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2016, up from 112 in Q4 2015.
  • Funds reported $427M of NEOPHOTONICS CORP stock for Q1 2016, up 44% quarter-over-quarter.
  • 40 funds opened new NEOPHOTONICS CORP positions in Q1 2016 and 20 closed out, a net change of +20 holders.
  • The largest NEOPHOTONICS CORP buyer in Q1 2016 was Glenmede Trust, an estimated $14.4M added.
  • The largest NEOPHOTONICS CORP seller in Q1 2016 was Royce & Associates, an estimated $9.26M sold.

Based on aggregated 13F filings for Q1 2016.