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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

47 hedge funds and large institutions have $35.8M invested in NEOPHOTONICS CORP in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 20 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% less funds holding

Funds holding: 6047 (-13)

23% less capital invested

Capital invested by funds: $46.8M → $35.8M (-$11M)

45% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 20

62% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 21

Holders
47
Holders Change
-13
Holders Change %
-21.67%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
20
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Potomac Capital Management
New York
$148K -$220K -70,400 -61%
Northern Trust
27
Northern Trust
Illinois
$140K -$494K -158,307 -79%
BIT
28
BlackRock Institutional Trust
California
$138K +$128K +41,072 New
Goldman Sachs
29
Goldman Sachs
New York
$118K +$20.6K +6,604 +23%
OC
30
Oppenheimer & Co
New York
$84K -$2.65K -850 -3%
FFA
31
First Foundation Advisors
California
$84K +$78.1K +25,000 New
EIM
32
Essex Investment Management
Massachusetts
$68K +$63.7K +20,415 New
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$66K
Two Sigma Investments
34
Two Sigma Investments
New York
$63K -$167K -53,597 -74%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$51K
Millennium Management
36
Millennium Management
New York
$42K -$31.9K -10,212 -45%
State Street
37
State Street
Massachusetts
$42K
DTL
38
Dynamic Technology Lab
Singapore
$35K +$32.8K +10,491 New
NFA
39
Nationwide Fund Advisors
Ohio
$23K
Morgan Stanley
40
Morgan Stanley
New York
$14K -$18.1K -5,798 -58%
BIM
41
BlackRock Investment Management
Delaware
$12K +$28 +9 +0.3%
TRCT
42
Tower Research Capital (TRC)
New York
$9K +$5.03K +1,610 +134%
Invesco
43
Invesco
Georgia
$6K -$60.5K -19,385 -91%
Citigroup
44
Citigroup
New York
$6K -$18.7K -5,995 -77%
Wells Fargo
45
Wells Fargo
California
$1K +$624 +200 New
QAM
46
Quentec Asset Management
New York
-$1.83M -440,400 Closed
Citadel Advisors
47
Citadel Advisors
Florida
-$432K -103,760 Closed
PP
48
Paloma Partners
Connecticut
-$362K -86,915 Closed
Deutsche Bank
49
Deutsche Bank
Germany
-$336K -81,006 Closed
Bank of America
50
Bank of America
North Carolina
-$195K -62,418 -100%

NPTN Hedge Fund Activity: Q3 2014 in Review

47 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2014, worth a combined $35.8M — down 23% from $46.8M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NPTN and 8 opened new positions — a net loss of 13 holders — while 20 trimmed existing stakes and 11 added.

The largest buyer was Dupont Capital Management, opening a new position worth an estimated $1.1M. The largest seller was Quentec Asset Management, exiting entirely with an estimated $1.83M sold.

  • 47 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2014, down from 60 in Q2 2014.
  • Funds reported $35.8M of NEOPHOTONICS CORP stock for Q3 2014, down 23% quarter-over-quarter.
  • 8 funds opened new NEOPHOTONICS CORP positions in Q3 2014 and 21 closed out, a net change of -13 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2014 was Dupont Capital Management, an estimated $1.1M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2014 was Quentec Asset Management, an estimated $1.83M sold.

Based on aggregated 13F filings for Q3 2014.