We are live on ! Find out more
NML

Neuberger Energy Infrastructure and Income Fund Inc

42 hedge funds and large institutions have $152M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.82% more ownership

Funds ownership: 13.9%14.72% (+0.82%)

5% less funds holding

Funds holding: 4442 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

15% less capital invested

Capital invested by funds: $179M → $152M (-$26.8M)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
14
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$236K +$27.4K +1,400 +12%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$186K +$144K +7,381 +231%
PAG
28
Private Advisor Group
New Jersey
$183K -$22.2K -1,132 -10%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$129K -$50.7K -2,589 -26%
Creative Planning
30
Creative Planning
Kansas
$129K +$144K +7,350 New
MFS
31
MSI Financial Services
Massachusetts
$93K +$23.8K +1,216 +30%
NES
32
New England Securities
New York
$82K -$9.79K -500 -10%
BBHC
33
Brown Brothers Harriman & Co
New York
$48K +$53.1K +2,711 New
BPBT
34
Boston Private Bank & Trust
Massachusetts
$44K
TRCT
35
Tower Research Capital (TRC)
New York
$35K +$17.6K +900 +82%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$26K -$10.3K -526 -26%
AIG
37
American International Group
New York
$22.9K +$1.88K +96 +8%
SF
38
Synovus Financial
Georgia
$14K +$15.8K +805 New
BWFA
39
Baltimore-Washington Financial Advisors
Maryland
$9K
NFG
40
Next Financial Group
Texas
$9K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$8K -$64.7K -3,307 -88%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$2K -$9.79K -500 -80%
Jane Street
43
Jane Street
New York
-$1.71M -78,719 Closed
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
-$603K -27,833 Closed
ST
45
Sentinel Trust
Texas
-$352K -16,250 Closed
BCM
46
Beck Capital Management
Texas
-$276K -13,751 Closed
TDC
47
Thompson Davis & Co
Virginia
-$116K -5,367 Closed
MPWT
48
MassMutual Private Wealth & Trust
Connecticut
-$69.3K -3,200 Closed
PTC
49
Private Trust Company
Ohio
-$28K -1,300 Closed
Barclays
50
Barclays
United Kingdom
-$21K -1,000 Closed

NML Hedge Fund Activity: Q4 2014 in Review

42 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2014, worth a combined $152M — down 15% from $179M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NML and 8 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 14 added.

The largest buyer was Guggenheim Capital, adding an estimated $3.7M. The largest seller was Morgan Stanley, cutting an estimated $5.82M.

  • 42 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2014, down from 44 in Q3 2014.
  • Funds reported $152M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2014, down 15% quarter-over-quarter.
  • 8 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2014 and 9 closed out, a net change of -1 holder.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2014 was Guggenheim Capital, an estimated $3.7M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2014 was Morgan Stanley, an estimated $5.82M sold.

Based on aggregated 13F filings for Q4 2014.