TDC
NML

Thompson Davis & Co’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Thompson Davis & Co’s Portfolio NML Stock Details NML Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-5,367
Closed -$116K – 1229
2014
Q3 		$116K Hold
5,367
– – 0.15% 144
2014
Q2 		$108K Hold
5,367
– – 0.16% 163
2014
Q1 		$97K Buy
5,367
+29
+0.5% +$536 0.16% 165
2013
Q4 		$102K Buy
+5,338
New +$97.7K 0.15% 153

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Wells Fargo
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UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
CG
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RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Thompson Davis & Co's NML Position: Q4 2014 in Review

Thompson Davis & Co sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q4 2014, closing a stake of 5,367 shares — an estimated $116K sold.

Thompson Davis & Co first reported a position in NML in Q4 2013 and held it in 4 quarters. The position peaked at $116K in Q3 2014. 42 funds tracked by Wall St. Rank hold NML as of Q4 2014.

  • Thompson Davis & Co reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q4 2014 after selling out during the quarter.
  • Thompson Davis & Co sold 5,367 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2014, an estimated $116K.
  • Thompson Davis & Co first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q4 2013 and held it in 4 quarters.
  • Thompson Davis & Co's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $116K in Q3 2014.
  • 42 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2014.

Based on Thompson Davis & Co's 13F filing for Q4 2014, filed 6 Feb 2015.