NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

44 hedge funds and large institutions have $179M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$91.3M
2
AAM
2
Advisors Asset Management
Colorado
$27.2M
3
GC
3
Guggenheim Capital
Illinois
$9.99M
4
Invesco
4
Invesco
Georgia
$12.2M
5
Jane Street
5
Jane Street
New York
$1.71M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
Truist Financial
2
Truist Financial
North Carolina
$370K
3
BTS
3
BB&T Securities
Virginia
$9.61M
4
MTIM
4
Marathon Trading Investment Management
Pennsylvania
$0
5
RCM
5
Robinson Capital Management
Michigan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$261K 12,050 +900 +8%
PAG
27
Private Advisor Group
New Jersey
$250K 11,549 +16 +0.1%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$215K 9,933 +6,933 +231%
TDC
29
Thompson Davis & Co
Virginia
$116K 5,367 – –
NES
30
New England Securities
New York
$111K 5,135 +2,495 +95%
MFS
31
MSI Financial Services
Massachusetts
$88K 4,068 -2,882 -41%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$81K 3,750 -15,000 -80%
MPWT
33
MassMutual Private Wealth & Trust
Connecticut
$69.3K 3,200 +3,200 New
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$69K 3,201 -5,800 -64%
BPBT
35
Boston Private Bank & Trust
Massachusetts
$54K 2,500 – –
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$44K 2,026 +526 +35%
PTC
37
Private Trust Company
Ohio
$28K 1,300 – –
AIG
38
American International Group
New York
$26.2K 1,208 +608 +101%
TRCT
39
Tower Research Capital (TRC)
New York
$24K 1,092 -113 -9%
Barclays
40
Barclays
United Kingdom
$21K 1,000 +1,000 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$14K 625 +500 +400%
GGPS
42
Gary Goldberg Planning Services
New York
$13K 600 +600 New
BWFA
43
Baltimore-Washington Financial Advisors
Maryland
$11K 500 – –
NFG
44
Next Financial Group
Texas
$11K 500 +500 New
RCM
45
Rivernorth Capital Management
Florida
– – -440,321 Closed
MTIM
46
Marathon Trading Investment Management
Pennsylvania
– – -50,000 Closed
RCM
47
Robinson Capital Management
Michigan
– – -46,188 Closed
RBC
48
Ronald Blue & Co
Georgia
– – -25,000 Closed
CAS
49
CTC Alternative Strategies
Illinois
– – -21,560 Closed
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
– – -1,000 Closed
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