NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

41 hedge funds and large institutions have $109M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$48M
2
AAM
2
Advisors Asset Management
Colorado
$9.86M
3
BTS
3
BB&T Securities
Virginia
$8.1M
4
Invesco
4
Invesco
Georgia
$6.12M
5
Bank of America
5
Bank of America
North Carolina
$4.26M

Top Sellers

1
SCA
1
Salient Capital Advisors
Texas
$0
2
BGA
2
Belmont Global Advisors
Texas
$0
3
OC
3
Oppenheimer & Co
New York
$321K
4
IHL
4
Investment House LLC
California
$0
5
RCM
5
Rivernorth Capital Management
Florida
$7.89M
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$208K 11,528 -2,956 -20%
VKH
27
Virtu KCG Holdings
New York
$187K 10,378 +10,378 New
SCP
28
Seizert Capital Partners
Michigan
$180K 10,000 – –
Deutsche Bank
29
Deutsche Bank
Germany
$167K 9,300 -510 -5%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$162K 9,001 +9,001 New
MFS
31
MSI Financial Services
Massachusetts
$113K 6,260 +4,727 +308%
TDC
32
Thompson Davis & Co
Virginia
$97K 5,367 +29 +0.5%
MWP
33
MYCIO Wealth Partners
Pennsylvania
$86K 4,790 – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$54K 3,000 – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$45K 2,475 -16,227 -87%
BPBT
36
Boston Private Bank & Trust
Massachusetts
$45K 2,500 – –
NES
37
New England Securities
New York
$28K 1,540 +540 +54%
PTC
38
Private Trust Company
Ohio
$23K 1,300 – –
TRCT
39
Tower Research Capital (TRC)
New York
$21K 1,174 -1,224 -51%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$14K 750 +750 New
BWFA
41
Baltimore-Washington Financial Advisors
Maryland
$9K 500 +500 New
SCA
42
Salient Capital Advisors
Texas
– – -373,445 Closed
BGA
43
Belmont Global Advisors
Texas
– – -60,000 Closed
IHL
44
Investment House LLC
California
– – -45,195 Closed
AIG
45
American International Group
New York
– – -1,000 Closed
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