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New Mountain Finance
NMFC

Overview Fund Activity

124 hedge funds and large institutions have $403M invested in New Mountain Finance in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 45 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
124
Holders Change
-7
Holders Change %
-5.34%
% of All Funds
2.18%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
45
Reduced
35
Closed
21
Calls
$764K
Puts
$172K
Net Calls
+$592K
Net Calls Change
+$128K

Top Buyers

1
AM
1
Ares Management
California
$8.11M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$5.03M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$27.3M
4
VFA
4
Valeo Financial Advisors
Indiana
$975K
5
RTS
5
Round Table Services
New Jersey
$35.1M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
POIA
2
Pin Oak Investment Advisors
Texas
$0
3
DCM
3
Dimension Capital Management
Florida
$19.6M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$15M
5
VanEck Associates
5
VanEck Associates
New York
$17.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
76
Bard Associates
Illinois
$333K – – –
RIL
77
Rothschild Investment LLC
Illinois
$313K – – –
SMH
78
Sanders Morris Harris
Texas
$291K – – –
KCM
79
Kennedy Capital Management
Missouri
$289K – – –
ASN
80
Advisory Services Network
Georgia
$287K +$26.7K +2,000 +10%
PFO
81
Pathstone Family Office
New Jersey
$271K +$271K +20,400 New
FAN
82
Financial Advisors Network
California
$265K +$265K +19,150 New
AIM
83
Allen Investment Management
New York
$258K – – –
B
84
Bailard
California
$252K – – –
WA
85
Wambolt & Associates
Colorado
$247K -$9.52K -702 -4%
Brown Advisory
86
Brown Advisory
Maryland
$226K +$226K +17,000 New
CA
87
Calton & Associates
Florida
$216K +$5.25K +395 +2%
CANY
88
Caxton Associates (New York)
New York
$215K +$215K +16,116 New
BS
89
Boenning & Scattergood
Pennsylvania
$199K – – –
Acadian Asset Management
90
Acadian Asset Management
Massachusetts
$188K – – –
Mercer Global Advisors
91
Mercer Global Advisors
Colorado
$178K -$1.4K -105 -0.8%
Victory Capital Management
92
Victory Capital Management
Texas
$176K -$8.73K -656 -5%
Jane Street
93
Jane Street
New York
$174K -$8.35K -627 -5%
Truist Financial
94
Truist Financial
North Carolina
$172K -$44.7K -3,343 -21%
BRWA
95
B. Riley Wealth Advisors
Florida
$159K +$13.3K +1,000 +9%
SCM
96
Shelton Capital Management
Colorado
$158K – – –
MA
97
Montag & Associates
Georgia
$146K – – –
Comerica Bank
98
Comerica Bank
Texas
$146K – – –
GFS
99
GYL Financial Synergies
Connecticut
$141K +$141K +10,625 New
Mirae Asset Global Investments
100
Mirae Asset Global Investments
South Korea
$140K -$310K -23,247 -69%
2 3
4
5 6