B. Riley Wealth Advisors’s New Mountain Finance NMFC Stock Holding History

B. Riley Wealth Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-13,642	Closed	-$163K	–	1501
2022 Q2	$163K	Buy	13,642 +102	+0.8%	+$1.31K	0.01%	1068
2022 Q1	$188K	Sell	13,540 -125	-0.9%	-$1.69K	0.01%	1225
2021 Q4	$188K	Buy	13,665 +1,736	+15%	+$23.7K	0.01%	1279
2021 Q3	$159K	Buy	11,929 +1,000	+9%	+$13.4K	0.01%	1275
2021 Q2	$144K	Sell	10,929 -861	-7%	-$11.2K	﹤0.01%	1275
2021 Q1	$147K	Sell	11,790 -604	-5%	-$7.37K	0.01%	1246
2020 Q4	$141K	Sell	12,394 -10,937	-47%	-$117K	0.01%	959
2020 Q3	$222K	Buy	23,331 +5,983	+34%	+$57.8K	0.01%	813
2020 Q2	$162K	Buy	17,348 +1,472	+9%	+$12.1K	0.01%	790
2020 Q1	$108K	Buy	+15,876	New	+$196K	0.01%	721

Other funds holding NMFC

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

B. Riley Wealth Advisors's NMFC Position: Q3 2022 in Review

B. Riley Wealth Advisors sold out of New Mountain Finance (NMFC) in Q3 2022, closing a stake of 13,642 shares — an estimated $163K sold.

B. Riley Wealth Advisors first reported a position in NMFC in Q1 2020 and held it in 10 quarters. The position peaked at $222K in Q3 2020. 148 funds tracked by Wall St. Rank hold NMFC as of Q3 2022.

B. Riley Wealth Advisors reported no remaining New Mountain Finance position as of Q3 2022 after selling out during the quarter.
B. Riley Wealth Advisors sold 13,642 New Mountain Finance shares in Q3 2022, an estimated $163K.
B. Riley Wealth Advisors first reported a position in New Mountain Finance in Q1 2020 and held it in 10 quarters.
B. Riley Wealth Advisors's New Mountain Finance position peaked at $222K in Q3 2020.
148 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2022.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.