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New Mountain Finance
NMFC

Overview Fund Activity

110 hedge funds and large institutions have $349M invested in New Mountain Finance in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 6 closing their positions.

Holders
110
Holders Change
+21
Holders Change %
+23.6%
% of All Funds
3.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
27
Increased
48
Reduced
25
Closed
6
Calls
$1.6M
Puts
$256K
Net Calls
+$1.35M
Net Calls Change
-$12K

Top Buyers

1
LCP
1
Lombardia Capital Partners
California
$14.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.8M
3
BFA
3
BlackRock Fund Advisors
California
$18.8M
4
TC
4
TFS Capital
Pennsylvania
$4.25M
5
Wells Fargo
5
Wells Fargo
California
$4.48M

Top Sellers

1
RTS
1
Round Table Services
New Jersey
$1.66M
2
Schroder Investment Management Group
2
Schroder Investment Management Group
United Kingdom
$421K
3
PI
3
Putnam Investments
Massachusetts
$0
4
KCM
4
Kennedy Capital Management
Missouri
$8.02M
5
WJA
5
Williams Jones & Associates
New York
$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
76
Citigroup
New York
$316K +$198K +13,137 +167%
RA
77
Rational Advisors
New York
$308K – – –
WRM
78
Westport Resources Management
Connecticut
$307K – – –
SB
79
Suntrust Banks
Georgia
$280K +$129K +8,561 +85%
WA
80
WFG Advisors
Texas
$266K -$97.8K -6,497 -27%
Royal Bank of Canada
81
Royal Bank of Canada
Ontario, Canada
$244K -$246K -16,427 -50%
UBS AM
82
UBS AM
Illinois
$235K -$13.5K -894 -5%
SCA
83
SAC Capital Advisors
Connecticut
$232K +$232K +15,424 New
PPA
84
Parametric Portfolio Associates
Washington
$222K +$222K +14,754 New
Nisa Investment Advisors
85
Nisa Investment Advisors
Missouri
$203K +$203K +13,500 New
AW
86
ACG Wealth
Georgia
$196K +$196K +13,000 New
Bank of America
87
Bank of America
North Carolina
$194K +$139K +9,243 +251%
NL
88
NWAM LLC
Washington
$190K +$190K +12,600 New
EIM
89
Essex Investment Management
Massachusetts
$189K – – –
JPMPWA
90
J.P. Morgan Private Wealth Advisors
California
$172K +$6.4K +425 +4%
AL
91
Airain Ltd
Guernsey
$171K +$171K +11,361 New
Susquehanna International Group
92
Susquehanna International Group
Pennsylvania
$169K +$169K +11,223 New
Tudor Investment Corp
93
Tudor Investment Corp
Connecticut
$151K +$151K +10,052 New
California Public Employees Retirement System
94
California Public Employees Retirement System
California
$67K +$43K +2,860 +179%
Axa
95
Axa
France
$65K -$42.3K -2,800 -39%
MOACM
96
Mutual of America Capital Management
New York
$53K +$53K +3,500 New
Credit Agricole
97
Credit Agricole
France
$48K +$48K +3,196 New
TAM
98
Tocqueville Asset Management
New York
$30K +$30K +2,000 New
LTFS
99
Ladenburg Thalmann Financial Services
Florida
$26K – – –
Teacher Retirement System of Texas
100
Teacher Retirement System of Texas
Texas
$24K -$44.7K -2,921 -65%
1 2 3
4
5