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New Mountain Finance
NMFC

Overview Fund Activity

110 hedge funds and large institutions have $349M invested in New Mountain Finance in 2013 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
+21
Holders Change %
+23.6%
% of All Funds
3.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
27
Increased
48
Reduced
25
Closed
6
Calls
$1.6M
Puts
$256K
Net Calls
+$1.35M
Net Calls Change
-$12K

Top Buyers

1
LCP
1
Lombardia Capital Partners
California
$14.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.8M
3
BFA
3
BlackRock Fund Advisors
California
$18.8M
4
TC
4
TFS Capital
Pennsylvania
$4.25M
5
Wells Fargo
5
Wells Fargo
California
$4.48M

Top Sellers

1
RTS
1
Round Table Services
New Jersey
$1.66M
2
Schroder Investment Management Group
2
Schroder Investment Management Group
United Kingdom
$421K
3
PI
3
Putnam Investments
Massachusetts
$0
4
KCM
4
Kennedy Capital Management
Missouri
$8.02M
5
WJA
5
Williams Jones & Associates
New York
$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
51
Guggenheim Capital
Illinois
$934K +$628K +41,750 +205%
VFS
52
VSR Financial Services
Kansas
$879K -$82.7K -5,500 -9%
TA
53
Teachers Advisors
New York
$817K +$102K +6,810 +14%
Wellington Management Group
54
Wellington Management Group
Massachusetts
$803K – – –
AI
55
Analytic Investors
California
$793K +$335K +22,308 +73%
NTCOC
56
Northern Trust Company of Connecticut
Connecticut
$793K +$793K +52,752 New
AllianceBernstein
57
AllianceBernstein
Tennessee
$790K -$20.3K -1,351 -3%
DCM
58
Dialectic Capital Management
Connecticut
$752K -$376K -25,000 -33%
RhumbLine Advisers
59
RhumbLine Advisers
Massachusetts
$744K +$46K +3,060 +7%
DC
60
Deere & Company
Illinois
$681K +$681K +45,293 New
BIG
61
Blackthorn Investment Group
Kansas
$649K +$649K +43,168 New
HCM
62
Highbridge Capital Management
New York
$622K +$622K +41,395 New
Swiss National Bank
63
Swiss National Bank
Switzerland
$563K +$59.4K +3,950 +12%
MLICM
64
Metropolitan Life Insurance Company (MetLife)
New York
$558K +$97.8K +6,503 +21%
JPMorgan Chase & Co
65
JPMorgan Chase & Co
New York
$551K -$407K -27,033 -42%
VanEck Associates
66
VanEck Associates
New York
$538K -$139K -9,260 -21%
NFA
67
Nationwide Fund Advisors
Ohio
$524K -$593K -39,391 -53%
Deutsche Bank
68
Deutsche Bank
Germany
$462K -$714K -47,604 -61%
RIL
69
Rothschild Investment LLC
Illinois
$462K – – –
AIG
70
American International Group
New York
$451K +$135K +8,973 +43%
Geode Capital Management
71
Geode Capital Management
Massachusetts
$426K -$26.4K -1,759 -6%
Schroder Investment Management Group
72
Schroder Investment Management Group
United Kingdom
$421K -$4.15M -275,985 -91%
FNYS
73
First New York Securities
New York
$404K -$347K -23,110 -46%
OC
74
Oppenheimer & Co
New York
$398K +$398K +26,457 New
BA
75
BlackRock Advisors
Delaware
$340K +$79.3K +5,280 +30%
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3
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