First New York Securities’s New Mountain Finance NMFC Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q1
Sell
-26,890
Closed -$404K 380
2013
Q4
$404K Sell
26,890
-23,110
-46% -$347K 0.25% 61
2013
Q3
$721K Hold
50,000
0.29% 49
2013
Q2
$708K Buy
+50,000
New +$708K 0.27% 47