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First New York Securities’s New Mountain Finance NMFC Stock Holding History

First New York Securities’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-26,890
Closed -$404K – 443
2013
Q4 		$404K Sell
26,890
-23,110
-46% -$337K 0.25% 88
2013
Q3 		$721K Hold
50,000
– – 0.29% 78
2013
Q2 		$708K Buy
+50,000
New +$740K 0.27% 73

Other funds holding NMFC

SBK
Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

First New York Securities's NMFC Position: Q1 2014 in Review

First New York Securities sold out of New Mountain Finance (NMFC) in Q1 2014, closing a stake of 26,890 shares — an estimated $404K sold.

First New York Securities first reported a position in NMFC in Q2 2013 and held it in 3 quarters. The position peaked at $721K in Q3 2013. 110 funds tracked by Wall St. Rank hold NMFC as of Q1 2014.

  • First New York Securities reported no remaining New Mountain Finance position as of Q1 2014 after selling out during the quarter.
  • First New York Securities sold 26,890 New Mountain Finance shares in Q1 2014, an estimated $404K.
  • First New York Securities first reported a position in New Mountain Finance in Q2 2013 and held it in 3 quarters.
  • First New York Securities's New Mountain Finance position peaked at $721K in Q3 2013.
  • 110 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2014.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.