NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

55 hedge funds and large institutions have $58.6M invested in Virtus Convertible & Income Fund II in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+2
Holders Change %
+3.77%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
19
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1M
2
Morgan Stanley
Morgan Stanley
New York
+$626K
3
LPL Financial
LPL Financial
California
+$255K
4
Cohen & Steers
Cohen & Steers
New York
+$178K
5
AG
Advisor Group
Arizona
+$169K

Top Sellers

1
RCM
Robinson Capital Management
Michigan
-$1.15M
2
AAM
Advisors Asset Management
Colorado
-$618K
3
LCM
Laurion Capital Management
New York
-$599K
4
Invesco
Invesco
Georgia
-$552K
5
GC
Guggenheim Capital
Illinois
-$446K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
26
Citadel Advisors
Florida
$98K +$98K +3,946 New
HB
27
Homrich & Berg
Georgia
$95K – – –
FFA
28
First Foundation Advisors
California
$73K – – –
NMC
29
Nine Masts Capital
Hong Kong
$73K +$73K +2,950 New
EFS
30
Essex Financial Services
Connecticut
$69K – – –
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$68K -$3.42K -138 -5%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$67K +$67K +2,705 New
TSS
33
Two Sigma Securities
New York
$66K -$26.2K -1,056 -28%
IWM
34
IHT Wealth Management
Illinois
$65K – – –
LA
35
LexAurum Advisors
Kansas
$64K +$64K +2,573 New
SC
36
Stratford Consulting
Texas
$63K – – –
CAC
37
Certified Advisory Corp
Florida
$63K +$63K +2,545 New
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$62K – – –
GWM
39
Geneos Wealth Management
Colorado
$61K -$1.73K -70 -3%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$35K -$7.57K -308 -18%
CFA
41
Carroll Financial Associates
North Carolina
$31K – – –
PCM
42
Prelude Capital Management
New York
$28K +$28K +1,125 New
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K +$589 +24 +3%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$19K – – –
ASN
45
Advisory Services Network
Georgia
$19K +$6.42K +255 +51%
Citigroup
46
Citigroup
New York
$11K +$9.73K +382 +764%
CA
47
Calton & Associates
Florida
$11K +$11K +440 New
IA
48
IFP Advisors
Florida
$10K -$51.9K -2,013 -84%
First Manhattan
49
First Manhattan
New York
$9K – – –
FWM
50
Focused Wealth Management
New York
$6K +$1.26K +47 +27%
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