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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
CCWA
201
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$4.87M -47,998 Closed
ACM
202
Argentus Capital Management
Texas
– -$3.1M -30,594 Closed
CT
203
Coastline Trust
Rhode Island
– -$1.07M -10,600 Closed
CC
204
Callan Capital
California
– -$951K -9,380 Closed
LG
205
LaFleur & Godfrey
Michigan
– -$854K -8,425 Closed
HTC
206
Haverford Trust Company
Pennsylvania
– -$851K -8,397 Closed
FIM
207
Freedom Investment Management
Connecticut
– -$805K -7,943 Closed
FAAM
208
First Allied Asset Management
California
– -$806K -7,927 Closed
Citadel Advisors
209
Citadel Advisors
Florida
– -$741K -7,310 Closed
ICOA
210
Investment Centers of America
North Dakota
– -$726K -7,129 Closed
Susquehanna International Group
211
Susquehanna International Group
Pennsylvania
– -$479K -4,728 Closed
SCA
212
Strategic Capital Alternatives
United States
– -$351K -3,467 Closed
PAG
213
Pinnacle Advisory Group
Maryland
– -$344K -3,398 Closed
MFP
214
Mosaic Financial Partners
California
– -$292K -2,880 Closed
ICAS
215
Investors Capital Advisory Services
Massachusetts
– -$244K -2,412 Closed
Ameriprise
216
Ameriprise
Minnesota
– -$240K -2,367 Closed
CWM
217
Concert Wealth Management
California
– -$203K -2,005 Closed
NFG
218
Next Financial Group
Texas
– -$138K -1,360 Closed
PTC
219
Private Trust Company
Ohio
– -$127K -1,251 Closed
FANJ
220
Financial Architects (New Jersey)
New Jersey
– -$76K -748 Closed
DBT
221
Dubuque Bank & Trust
Iowa
– -$67K -665 Closed
Fifth Third Bancorp
222
Fifth Third Bancorp
Ohio
– -$53K -525 Closed
PCTC
223
Perkins Coie Trust Company
Washington
– -$32K -313 Closed
FIG
224
Fusion Investment Group
Pennsylvania
– -$2K -15 Closed
Parallax Volatility Advisers
225
Parallax Volatility Advisers
California
– +$101 +1 New
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