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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
176
US Bancorp
Minnesota
$103K +$76K +750 +278%
BAM
177
Brave Asset Management
New Jersey
$101K
OIA
178
Optimum Investment Advisors
Illinois
$101K
CGT
179
Capital Guardian Trust
California
$101K +$101K +1,000 New
CFS
180
Commonwealth Financial Services
West Virginia
$98K +$98.7K +974 New
MAA
181
Managed Account Advisors
New Jersey
$58K +$58.5K +578 New
JWA
182
JFS Wealth Advisors
Pennsylvania
$51K
WA
183
Winfield Associates
Ohio
$51K
BRWM
184
B. Riley Wealth Management
Tennessee
$36K
LWCFA
185
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$34K +$33.9K +335 New
DADC
186
D.A. Davidson & Co
Montana
$30K -$10.1K -100 -25%
CP
187
Corbenic Partners
Pennsylvania
$28K +$28.6K +282 New
Northwestern Mutual Wealth Management
188
Northwestern Mutual Wealth Management
Wisconsin
$27K +$27.4K +271 New
AA
189
AlphaMark Advisors
Kentucky
$20K
SIA
190
Stancorp Investment Advisers
Oregon
$20K +$20.5K +202 New
MA
191
MUFG Americas
New York
$14K
SF
192
Synovus Financial
Georgia
$11K
BFEC
193
Benjamin F. Edwards & Company
Missouri
$10K
ASN
194
Advisory Services Network
Georgia
$8K +$7.9K +78 New
LIA
195
LS Investment Advisors
Michigan
$7K
First Manhattan
196
First Manhattan
New York
$5K
BRWA
197
B. Riley Wealth Advisors
Florida
$165 +$165K +1,629 New
RJA
198
Raymond James & Associates
Florida
-$8.69M -85,742 Closed
MMA
199
Miracle Mile Advisors
California
-$7.39M -72,960 Closed
CCWA
200
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
-$4.87M -47,998 Closed