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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RC
151
RegentAtlantic Capital
New Jersey
$308K +$607 +6 +0.2%
ACM
152
Aviance Capital Management
Florida
$304K -$30.3K -300 -9%
NPC
153
National Planning Corporation
California
$297K -$150K -1,479 -34%
WA
154
WBH Advisory
Maryland
$297K -$50.4K -499 -15%
SWM
155
Segment Wealth Management
Texas
$293K – – –
M&T Bank
156
M&T Bank
New York
$290K -$620K -6,132 -68%
HFS
157
HL Financial Services
Kentucky
$253K -$3.8M -37,580 -94%
MIC
158
Meridian Investment Counsel
California
$253K -$75.8K -750 -23%
AAS
159
Annex Advisory Services
Wisconsin
$235K -$65.2K -645 -22%
SHJ
160
Sharkey, Howes & Javer
Colorado
$227K +$227K +2,245 New
PA
161
Paracle Advisors
Washington
$220K +$404 +4 +0.2%
SWP
162
Stratos Wealth Partners
Ohio
$218K -$55.1K -545 -20%
JFG
163
JMG Financial Group
Illinois
$214K – – –
AIM
164
Advantage Investment Management
Iowa
$213K -$72.1K -713 -25%
VFA
165
Voya Financial Advisors
Connecticut
$209K +$209K +2,069 New
JA
166
JOYN Advisors
Georgia
$202K -$101K -1,000 -33%
WS
167
Wedbush Securities
California
$202K – – –
BWA
168
Burt Wealth Advisors
Maryland
$164K +$10.1K +100 +7%
WA
169
WFG Advisors
Texas
$121K -$12.6K -125 -9%
OIA
170
Optimum Investment Advisors
Illinois
$101K – – –
EWM
171
Evercore Wealth Management
New York
$101K +$101K +1,000 New
CFS
172
Commonwealth Financial Services
West Virginia
$99K – – –
US Bancorp
173
US Bancorp
Minnesota
$54K -$48.8K -483 -47%
WA
174
Winfield Associates
Ohio
$51K – – –
BRWM
175
B. Riley Wealth Management
Tennessee
$36K – – –