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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JFG
151
JMG Financial Group
Illinois
$215K
PTC
152
Private Trust Company
Ohio
$214K -$129K -1,272 -38%
ICAS
153
Investors Capital Advisory Services
Massachusetts
$211K +$7.61K +75 +4%
ACM
154
Aviance Capital Management
Florida
$130K -$84.4K -832 -39%
Ameriprise
155
Ameriprise
Minnesota
$100K -$1.62K -16 -2%
CAPTRUST Financial Advisors
156
CAPTRUST Financial Advisors
North Carolina
$99K +$78.5K +774 +376%
KCPG
157
Kavar Capital Partners Group
Kansas
$99K +$99.9K +985 New
US Bancorp
158
US Bancorp
Minnesota
$89K
HNB
159
Huntington National Bank
Ohio
$86K
LCM
160
Levitt Capital Management
Florida
$79K -$85.4K -842 -52%
RIA
161
Regal Investment Advisors
Michigan
$69K +$67.5K +665 +4,156%
PTCG
162
Pring Turner Capital Group
California
$51K +$50.7K +500 New
WA
163
Winfield Associates
Ohio
$51K +$51.1K +504 New
EAMA
164
EFG Asset Management (Americas)
Florida
$50.7K +$50.7K +500 New
FNBT
165
FineMark National Bank & Trust
Florida
$30K
ST
166
Smithfield Trust
Pennsylvania
$21K +$20.8K +205 New
AA
167
AlphaMark Advisors
Kentucky
$20K -$147K -1,445 -88%
JFA
168
JNBA Financial Advisors
Minnesota
$16K -$125K -1,234 -88%
BFEC
169
Benjamin F. Edwards & Company
Missouri
$15K +$3.65K +36 +32%
MA
170
MUFG Americas
New York
$14K +$13.7K +135 New
ASN
171
Advisory Services Network
Georgia
$12K +$11.9K +117 New
WI
172
WBI Investments
New Jersey
-$27.5M -271,397 Closed
Jane Street
173
Jane Street
New York
-$16.4M -161,954 Closed
DMC
174
Drexel Morgan & Co
Pennsylvania
-$1.57M -15,535 Closed
Goldman Sachs
175
Goldman Sachs
New York
-$1.08M -10,623 Closed