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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
726
Leisure Capital Management
California
– -$222K -2,210 Closed
SAI
727
Savvy Advisors Inc
New York
– -$215K -2,140 Closed
OC
728
Oakworth Capital
Alabama
– -$207K -2,055 Closed
NP
729
NorthRock Partners
Minnesota
– -$203K -2,019 Closed
CI
730
CPR Investments
Michigan
– -$202K -2,007 Closed
PPWM
731
Paragon Private Wealth Management
Kentucky
– -$201K -2,002 Closed
GAG
732
GM Advisory Group
New York
– -$201K -2,000 Closed
AT
733
Arlington Trust
Alabama
– -$152K -1,514 Closed
Fifth Third Bancorp
734
Fifth Third Bancorp
Ohio
– -$38.1K -379 Closed
GJIA
735
Glass Jacobson Investment Advisors
Maryland
– -$30K -299 Closed
SIM
736
Studio Investment Management
Illinois
– -$27K -268 Closed
CWC
737
Carolinas Wealth Consulting
North Carolina
– -$23.2K -231 Closed
CTWM
738
Cherry Tree Wealth Management
Minnesota
– -$17.5K -174 Closed
SIS
739
Strategic Investment Solutions
Illinois
– -$17.2K -171 Closed
CWM
740
Compass Wealth Management
Connecticut
– -$13.8K -137 Closed
AI
741
Arvest Investments
Arkansas
– -$13.3K -132 Closed
DWM
742
Dogwood Wealth Management
Kansas
– -$11K -109 Closed
NC
743
NewSquare Capital
Pennsylvania
– -$9.6K -95 Closed
GGI
744
Godsey & Gibb Inc
Virginia
– -$7.25K -72 Closed
PCA
745
PMV Capital Advisers
Texas
– -$7.25K -72 Closed
Russell Investments Group
746
Russell Investments Group
United Kingdom
– -$5.84K -58 Closed
NRG
747
Nemes Rush Group
Michigan
– -$1.81K -18 Closed
LFG
748
Larson Financial Group
Missouri
– -$1.41K -14 Closed
PA
749
PSI Advisors
Florida
– -$402 -4 Closed
KGP
750
Keystone Global Partners
Colorado
– -$103 -1 Closed