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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
DB
726
Dravo Bay
Delaware
– -$187K -1,869 Closed
CC
727
Commons Capital
Massachusetts
– -$141K -1,406 Closed
LF
728
Lee Financial
Texas
– -$69K -685 Closed
AA
729
Addison Advisors
Vermont
– -$55K -547 Closed
ARIS
730
Advanced Research Investment Solutions
California
– -$41K -409 Closed
WB
731
West Bancorporation
Iowa
– -$34K -335 Closed
TF
732
Tompkins Financial
New York
– -$20K -200 Closed
T
733
TCWP
Ohio
– -$15K -157 Closed
UB
734
UMB Bank
Missouri
– -$14K -144 Closed
SSC
735
Syverson Strege & Co
Iowa
– -$13K -125 Closed
EWA
736
EverSource Wealth Advisors
Alabama
– -$11K -111 Closed
HR
737
Howe & Rusling
New York
– -$11K -106 Closed
GFPC
738
Global Financial Private Client
Florida
– -$10K -100 Closed
M1FG
739
Mach-1 Financial Group
Arkansas
– -$8K -85 Closed
MPWT
740
MassMutual Private Wealth & Trust
Connecticut
– -$5K -45 Closed
HIIFS
741
Harel Insurance Investments & Financial Services
Israel
– -$3K -27 Closed
GI
742
Gradient Investments
Minnesota
– -$2K -23 Closed
PO
743
Private Ocean
California
– -$1K -14 Closed
SL
744
Savior LLC
Massachusetts
– -$1K -10 Closed
NFSG
745
Newbridge Financial Services Group
Florida
– -$1K -8 Closed
TRCT
746
Tower Research Capital (TRC)
New York
– +$299 +3 New
26 27 28 29
30