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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPL
51
Smart Portfolios LLC
Washington
$6.46M +$6.47M +64,151 New
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$6.29M -$5.9M -58,563 -48%
PCM
53
Parsons Capital Management
Rhode Island
$6.24M +$752K +7,461 +14%
WG
54
Welch Group
Alabama
$6.19M -$2.23M -22,093 -26%
EWM
55
Evermay Wealth Management
Virginia
$5.78M +$167K +1,652 +3%
HighTower Advisors
56
HighTower Advisors
Illinois
$5.61M +$1.49M +14,786 +36%
PA
57
Pinnacle Associates
New York
$5.44M +$69.5K +690 +1%
WT
58
Whittier Trust
California
$5.35M -$1.07M -10,654 -17%
FC
59
FCA Corp
Texas
$5.2M +$187K +1,853 +4%
MFS
60
MSI Financial Services
Massachusetts
$5.18M +$1.04M +10,358 +25%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$5.17M -$1.96M -19,411 -27%
SCA
62
STALEY CAPITAL ADVISERS
Pennsylvania
$5.11M -$199K -1,970 -4%
FAG
63
Financial Advisory Group
Texas
$5.06M +$3.26M +32,321 +179%
CIBC World Market
64
CIBC World Market
Ontario, Canada
$5.05M +$201K +1,991 +4%
VA
65
Valmark Advisers
Ohio
$4.89M -$349K -3,464 -7%
Stifel Financial
66
Stifel Financial
Missouri
$4.61M -$32.8K -325 -0.7%
SFT
67
Simmons First Trust
Arkansas
$4.11M -$97.1K -963 -2%
LP
68
LGL Partners
Pennsylvania
$3.88M +$3.89M +38,571 New
WF
69
WealthTrust Fairport
Ohio
$3.85M -$386K -3,830 -9%
Cambridge Investment Research Advisors
70
Cambridge Investment Research Advisors
Iowa
$3.74M -$23.1M -229,543 -86%
CG
71
Colony Group
Massachusetts
$3.57M +$1.73M +17,175 +94%
KPCM
72
Kings Point Capital Management
New York
$3.54M -$135K -1,335 -4%
TJHA
73
Thomas J. Herzfeld Advisors
Florida
$3.5M -$455K -4,514 -11%
CSIC
74
Clifford Swan Investment Counsel
California
$3.31M +$1.01M +10,061 +44%
FWM
75
Focused Wealth Management
New York
$3.23M +$2.49M +24,727 +335%