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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
RA
701
RFG Advisory
Alabama
– -$496K -4,955 Closed
ACG
702
Allen Capital Group
Nebraska
– -$483K -4,821 Closed
PA
703
Probity Advisors
Texas
– -$468K -4,672 Closed
SLWA
704
San Luis Wealth Advisors
California
– -$467K -4,595 Closed
PJSIMP
705
P.J. Schmidt Investment Management (PJS)
Wisconsin
– -$417K -4,179 Closed
AWM
706
Accurate Wealth Management
Florida
– -$336K -3,352 Closed
CFS
707
CRA Financial Services
New Jersey
– -$316K -3,150 Closed
ZIM
708
Zacks Investment Management
Illinois
– -$312K -3,118 Closed
BFM
709
Boston Financial Management
Massachusetts
– -$305K -3,044 Closed
CPWMP
710
Cardinal Point Wealth Management Partners
California
– -$298K -2,980 Closed
HDIM
711
Hanson & Doremus Investment Management
Vermont
– -$295K -2,947 Closed
LWAC
712
Laurel Wealth Advisors (California)
California
– -$290K -2,896 Closed
TI
713
Trexquant Investment
Connecticut
– -$279K -2,788 Closed
TAM
714
Tocqueville Asset Management
New York
– -$275K -2,750 Closed
SFPG
715
Stonebridge Financial Planning Group
Florida
– -$271K -2,710 Closed
FZCM
716
Flynn Zito Capital Management
New York
– -$247K -2,466 Closed
SFG
717
Synergy Financial Group
California
– -$246K -2,457 Closed
NLP
718
Next Level Private
New York
– -$241K -2,404 Closed
MW
719
Marcum Wealth
Ohio
– -$239K -2,391 Closed
JCM
720
Janney Capital Management
Pennsylvania
– -$218K -2,178 Closed
PWP
721
Personal Wealth Partners
Minnesota
– -$201K -2,006 Closed
CWG
722
Cornerstone Wealth Group
North Carolina
– -$200K -2,000 Closed
SAA
723
Southeast Asset Advisors
Georgia
– -$200K -2,000 Closed
DB
724
Dravo Bay
Delaware
– -$187K -1,869 Closed
CC
725
Commons Capital
Massachusetts
– -$141K -1,406 Closed
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