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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

Name Holding Trade Value Shares
Change 		Change in
Stake
BBA
701
Braun-Bostich & Associates
Pennsylvania
– -$460K -4,513 Closed
FAIM
702
Financial Advocates Investment Management
Washington
– -$459K -4,505 Closed
OMC
703
Overbrook Management Corp
New York
– -$308K -3,025 Closed
CCWA
704
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$286K -2,805 Closed
WFA
705
Websterrogers Financial Advisors
South Carolina
– -$270K -2,653 Closed
SIA
706
SkyView Investment Advisors
New Jersey
– -$268K -2,630 Closed
TSS
707
Two Sigma Securities
New York
– -$266K -2,607 Closed
ADBIC
708
A.D. Beadell Investment Counsel
Wisconsin
– -$262K -2,580 Closed
PPW
709
Parcion Private Wealth
Washington
– -$259K -2,541 Closed
SF
710
Summit Financial
New Jersey
– -$258K -2,536 Closed
EDRIA
711
Edmonds Duncan Registered Investment Advisors
Kansas
– -$244K -2,398 Closed
ONB
712
Old National Bancorp
Indiana
– -$243K -2,380 Closed
OPA
713
Old Port Advisors
Maine
– -$211K -2,072 Closed
PGA
714
Portland Global Advisors
Maine
– -$204K -2,000 Closed
VAM
715
Verity Asset Management
North Carolina
– -$204K -1,998 Closed
LNWTC
716
Laird Norton Wetherby Trust Company
Washington
– -$200K -1,970 Closed
DAM
717
Derbend Asset Management
Georgia
– -$200K -1,966 Closed
LWCFA
718
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– -$128K -1,258 Closed
ARMC
719
American Research & Management Company
Massachusetts
– -$122K -1,200 Closed
APWA
720
Atlas Private Wealth Advisors
New Jersey
– -$33K -325 Closed
SCA
721
Stonebridge Capital Advisors
Minnesota
– -$25K -250 Closed
EFSCE
722
Enterprise Financial Services Corp (EFSC)
Missouri
– -$12K -115 Closed
OAJ
723
Ogorek Anthony Joseph
New York
– -$3K -38 Closed
IWP
724
IAG Wealth Partners
Wisconsin
– -$1K -1 Closed
PA
725
PSI Advisors
Florida
– +$407 +4 New
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