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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
+$77M
2
Deutsche Bank
Deutsche Bank
Germany
+$56.4M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$55.7M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
+$51.6M
5
JCM
Junto Capital Management
New York
+$42.1M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$52.1M
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$34M
3
HVCM
HG Vora Capital Management
New York
-$31.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$30.6M
5
IAM
Iridian Asset Management
Connecticut
-$30.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
FA
201
FDx Advisors
Illinois
$1.58M +$371K +2,366 +31%
RCS
202
Retirement Capital Strategies
California
$1.57M – – –
State of Wisconsin Investment Board
203
State of Wisconsin Investment Board
Wisconsin
$1.56M +$73.5K +469 +5%
SAM
204
Shell Asset Management
Netherlands
$1.53M -$65.8K -420 -4%
AI
205
Atria Investments
North Carolina
$1.52M +$1.52M +9,687 New
FAIM
206
Financial Advocates Investment Management
Washington
$1.45M +$2.35K +15 +0.2%
HSBC Holdings
207
HSBC Holdings
United Kingdom
$1.44M -$659K -4,162 -31%
SO
208
STRS Ohio
Ohio
$1.43M -$72.4K -462 -5%
X
209
Xponance
Pennsylvania
$1.39M -$54.4K -347 -4%
ACM
210
AlphaCrest Capital Management
New York
$1.38M -$768K -4,898 -36%
CIBC Private Wealth Group
211
CIBC Private Wealth Group
Georgia
$1.35M -$34M -216,538 -96%
Verition Fund Management
212
Verition Fund Management
Connecticut
$1.34M +$1.34M +8,572 New
NW
213
NewEdge Wealth
Pennsylvania
$1.32M +$133K +846 +11%
P
214
Pitcairn
Pennsylvania
$1.29M -$19.6K -125 -1%
FFA
215
Freedman Financial Associates
Massachusetts
$1.25M – – –
AFA
216
Abacus FCF Advisors
Florida
$1.23M +$566K +3,634 +85%
Zurich Cantonal Bank
217
Zurich Cantonal Bank
Switzerland
$1.21M – – –
AAM
218
Advisors Asset Management
Colorado
$1.2M +$25.4K +162 +2%
Mirae Asset Global Investments
219
Mirae Asset Global Investments
South Korea
$1.18M +$127K +807 +12%
PF
220
Phoenix Financial
Israel
$1.13M +$1.13M +7,145 New
JPMPWA
221
J.P. Morgan Private Wealth Advisors
California
$1.12M -$341K -2,173 -23%
PGCM
222
Prescott Group Capital Management
Oklahoma
$1.1M – – –
ProShare Advisors
223
ProShare Advisors
Maryland
$1.09M +$11.9K +76 +1%
CI Investments Inc
224
CI Investments Inc
Ontario, Canada
$1.06M +$110K +704 +12%
KPWS
225
Kestra Private Wealth Services
Texas
$1.04M +$34.2K +218 +3%
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9
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