Prescott Group Capital Management’s LPL Financial LPLA Stock Holding History

Prescott Group Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-7,000	Closed	-$1.51M	–	188
2022 Q4	$1.51M	Hold	7,000	–	–	0.33%	77
2022 Q3	$1.53M	Hold	7,000	–	–	0.47%	60
2022 Q2	$1.29M	Hold	7,000	–	–	0.35%	74
2022 Q1	$1.28M	Hold	7,000	–	–	0.33%	77
2021 Q4	$1.12M	Hold	7,000	–	–	0.25%	106
2021 Q3	$1.1M	Hold	7,000	–	–	0.3%	102
2021 Q2	$945K	Hold	7,000	–	–	0.27%	90
2021 Q1	$995K	Buy	7,000 +4,000	+133%	+$510K	0.29%	83
2020 Q4	$313K	Buy	+3,000	New	+$270K	0.09%	95

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Prescott Group Capital Management's LPLA Position: Q1 2023 in Review

Prescott Group Capital Management sold out of LPL Financial (LPLA) in Q1 2023, closing a stake of 7,000 shares — an estimated $1.51M sold.

Prescott Group Capital Management first reported a position in LPLA in Q4 2020 and held it in 9 quarters. The position peaked at $1.53M in Q3 2022. 614 funds tracked by Wall St. Rank hold LPLA as of Q1 2023.

Prescott Group Capital Management reported no remaining LPL Financial position as of Q1 2023 after selling out during the quarter.
Prescott Group Capital Management sold 7,000 LPL Financial shares in Q1 2023, an estimated $1.51M.
Prescott Group Capital Management first reported a position in LPL Financial in Q4 2020 and held it in 9 quarters.
Prescott Group Capital Management's LPL Financial position peaked at $1.53M in Q3 2022.
614 funds tracked by Wall St. Rank held LPL Financial as of Q1 2023.

Based on Prescott Group Capital Management's 13F filing for Q1 2023, filed 10 May 2023.