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LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCI
201
Columbus Circle Investors
$695K -$7.31M -95,378 -91%
Zurich Cantonal Bank
202
Zurich Cantonal Bank
Switzerland
$692K – – –
GT
203
Glenmede Trust
Pennsylvania
$672K -$766K -10,003 -53%
Osaic Holdings
204
Osaic Holdings
Arizona
$656K -$61.4K -797 -9%
FAIM
205
Financial Advocates Investment Management
Washington
$631K +$1.92K +25 +0.3%
FMT
206
First Mercantile Trust
Tennessee
$619K +$228K +2,652 +58%
SAM
207
Shell Asset Management
Netherlands
$611K – – –
PNC Financial Services Group
208
PNC Financial Services Group
Pennsylvania
$601K +$43K +561 +8%
PI
209
PFS Investments
Georgia
$593K +$151K +1,971 +34%
Truist Financial
210
Truist Financial
North Carolina
$552K +$47.5K +620 +9%
EGM
211
Engineers Gate Manager
New York
$545K -$913K -11,902 -63%
Luther King Capital Management (LKCM)
212
Luther King Capital Management (LKCM)
Texas
$545K +$42K +548 +8%
FIM
213
Freedom Investment Management
Connecticut
$536K +$21.5K +280 +4%
New York State Teachers Retirement System (NYSTRS)
214
New York State Teachers Retirement System (NYSTRS)
New York
$521K -$23K -300 -4%
GC
215
Guggenheim Capital
Illinois
$512K -$40.6K -529 -7%
SEC
216
Seven Eight Capital
New York
$501K +$501K +6,538 New
PAMU
217
Pictet Asset Management (UK)
United Kingdom
$498K +$283K +3,700 +132%
PAM
218
Premier Asset Management
Illinois
$477K -$45.4K -593 -9%
Citadel Advisors
219
Citadel Advisors
Florida
$473K -$892K -11,644 -65%
CI Investments Inc
220
CI Investments Inc
Ontario, Canada
$459K -$27.1K -354 -6%
AAM
221
Aureus Asset Management
Massachusetts
$449K +$449K +5,850 New
HIM
222
Hillsdale Investment Management
Ontario, Canada
$445K -$23K -300 -5%
NAM
223
NorthCoast Asset Management
Connecticut
$444K – – –
LP
224
LMR Partners
United Kingdom
$432K -$76.3K -994 -15%
BBHC
225
Brown Brothers Harriman & Co
New York
$422K – – –
7 8
9
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