Aureus Asset Management’s LPL Financial LPLA Stock Holding History

Aureus Asset Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$973K	Sell	3,234 -239	-7%	-$80.2K	0.06%	114
2025 Q4	$1.24M	Hold	3,473	–	–	0.08%	87
2025 Q3	$1.16M	Hold	3,473	–	–	0.08%	85
2025 Q2	$1.3M	Hold	3,473	–	–	0.08%	85
2025 Q1	$1.14M	Sell	3,473 -32	-0.9%	-$11.1K	0.08%	89
2024 Q4	$1.14M	Hold	3,505	–	–	0.07%	90
2024 Q3	$815K	Sell	3,505 -950	-21%	-$214K	0.05%	99
2024 Q2	$1.24M	Hold	4,455	–	–	0.09%	84
2024 Q1	$1.18M	Hold	4,455	–	–	0.08%	84
2023 Q4	$1.01M	Hold	4,455	–	–	0.07%	85
2023 Q3	$1.06M	Hold	4,455	–	–	0.09%	88
2023 Q2	$969K	Hold	4,455	–	–	0.07%	90
2023 Q1	$902K	Sell	4,455 -1,090	-20%	-$249K	0.07%	90
2022 Q4	$1.2M	Sell	5,545 -360	-6%	-$84.2K	0.1%	86
2022 Q3	$1.29M	Hold	5,905	–	–	0.11%	78
2022 Q2	$1.09M	Hold	5,905	–	–	0.09%	91
2022 Q1	$1.08M	Hold	5,905	–	–	0.07%	100
2021 Q4	$945K	Hold	5,905	–	–	0.06%	100
2021 Q3	$926K	Hold	5,905	–	–	0.06%	102
2021 Q2	$797K	Hold	5,905	–	–	0.05%	113
2021 Q1	$839K	Buy	5,905 +55	+0.9%	+$7.02K	0.07%	89
2020 Q4	$610K	Hold	5,850	–	–	0.05%	117
2020 Q3	$449K	Buy	+5,850	New	+$465K	0.04%	124

Other funds holding LPLA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Aureus Asset Management's LPLA Position: Q1 2026 in Review

Aureus Asset Management reduced its LPL Financial (LPLA) stake by 6.9% in Q1 2026, selling an estimated $80.2K and leaving 3,234 shares worth $973K. The position accounts for 0.06% of the portfolio, ranked #114.

Aureus Asset Management first reported a position in LPLA in Q3 2020 and has held it in 23 quarters since. The position peaked at $1.3M in Q2 2025. 763 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

Aureus Asset Management held 3,234 shares of LPL Financial worth $973K as of Q1 2026.
Aureus Asset Management sold 239 LPL Financial shares in Q1 2026, an estimated $80.2K.
LPL Financial made up 0.06% of Aureus Asset Management's portfolio in Q1 2026, its #114 holding.
Aureus Asset Management first reported a position in LPL Financial in Q3 2020 and has held it in 23 quarters since.
Aureus Asset Management's LPL Financial position peaked at $1.3M in Q2 2025.
763 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Aureus Asset Management's 13F filing for Q1 2026, filed 13 May 2026.