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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
201
Riverhead Capital Management
Delaware
$590K +$82.9K +1,012 +16%
GH
202
GAM Holding
Switzerland
$577K -$298K -3,633 -34%
EMG
203
Ellington Management Group
Connecticut
$573K +$573K +7,000 New
SOADOR
204
State of Alaska Department of Revenue
Alaska
$572K -$845K -10,329 -60%
LTFS
205
Ladenburg Thalmann Financial Services
Florida
$567K +$61.3K +749 +12%
OSIA
206
O'Shares Investment Advisers
Massachusetts
$565K -$169K -2,064 -23%
Luther King Capital Management (LKCM)
207
Luther King Capital Management (LKCM)
Texas
$565K +$565K +6,895 New
QCM
208
Quantinno Capital Management
New York
$548K -$199K -2,429 -27%
TAM
209
Tyers Asset Management
Texas
$533K +$81.2K +992 +18%
Canada Pension Plan Investment Board
210
Canada Pension Plan Investment Board
Ontario, Canada
$532K -$3.17M -38,764 -86%
NA
211
Navellier & Associates
Nevada
$529K -$20.2K -247 -4%
ACI
212
AMP Capital Investors
Australia
$526K +$28.7K +352 +6%
PI
213
PineBridge Investments
New York
$523K +$523K +6,380 New
FIM
214
Freedom Investment Management
Connecticut
$518K +$103K +1,252 +25%
EMG
215
ETF Managers Group
New Jersey
$498K -$904K -11,119 -64%
PIA
216
Piedmont Investment Advisors
North Carolina
$497K -$5.4K -66 -1%
AW
217
Alpha Windward
Massachusetts
$495K +$19.7K +240 +4%
MLICM
218
Metropolitan Life Insurance Company (MetLife)
New York
$494K -$14.7K -179 -3%
ZCA
219
Zeke Capital Advisors
Pennsylvania
$491K -$114K -1,387 -19%
B
220
Barings
North Carolina
$491K – – –
QI
221
Qtron Investments
Massachusetts
$489K – – –
Massachusetts Financial Services
222
Massachusetts Financial Services
Massachusetts
$485K +$54.2K +661 +13%
FHB
223
First Hawaiian Bank
Hawaii
$482K +$24.8K +303 +5%
SRAM
224
Stone Ridge Asset Management
New York
$471K +$8.19K +100 +2%
C
225
Cerebellum
California
$459K +$96.8K +1,182 +27%
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