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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
201
Riverhead Capital Management
Delaware
$590K +$81K +1,012 +16%
GH
202
GAM Holding
Switzerland
$577K -$291K -3,633 -34%
EMG
203
Ellington Management Group
Connecticut
$573K +$560K +7,000 New
SOADOR
204
State of Alaska Department of Revenue
Alaska
$572K -$827K -10,329 -60%
LTFS
205
Ladenburg Thalmann Financial Services
Florida
$567K +$59.9K +749 +12%
OSIA
206
O'Shares Investment Advisers
Massachusetts
$565K -$165K -2,064 -23%
Luther King Capital Management (LKCM)
207
Luther King Capital Management (LKCM)
Texas
$565K +$552K +6,895 New
QCM
208
Quantinno Capital Management
New York
$548K -$194K -2,429 -27%
TAM
209
Tyers Asset Management
Texas
$533K +$79.4K +992 +18%
Canada Pension Plan Investment Board
210
Canada Pension Plan Investment Board
Ontario, Canada
$532K -$3.1M -38,764 -86%
NA
211
Navellier & Associates
Nevada
$529K -$19.8K -247 -4%
ACI
212
AMP Capital Investors
Australia
$526K +$28.2K +352 +6%
PI
213
PineBridge Investments
New York
$523K +$511K +6,380 New
FIM
214
Freedom Investment Management
Connecticut
$518K +$100K +1,252 +25%
EMG
215
ETF Managers Group
New Jersey
$498K -$890K -11,119 -64%
PIA
216
Piedmont Investment Advisors
North Carolina
$497K -$5.28K -66 -1%
AW
217
Alpha Windward
Massachusetts
$495K +$19.2K +240 +4%
MLICM
218
Metropolitan Life Insurance Company (MetLife)
New York
$494K -$14.3K -179 -3%
ZCA
219
Zeke Capital Advisors
Pennsylvania
$491K -$111K -1,387 -19%
B
220
Barings
North Carolina
$491K
QI
221
Qtron Investments
Massachusetts
$489K
Massachusetts Financial Services
222
Massachusetts Financial Services
Massachusetts
$485K +$52.9K +661 +13%
FHB
223
First Hawaiian Bank
Hawaii
$482K +$24.3K +303 +5%
SRAM
224
Stone Ridge Asset Management
New York
$471K +$8K +100 +2%
C
225
Cerebellum
California
$459K +$94.6K +1,182 +27%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.