Ellington Management Group’s LPL Financial LPLA Stock Holding History

Ellington Management Group’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-5,100	Closed	-$470K	–	664
2019 Q4	$470K	Sell	5,100 -1,900	-27%	-$163K	0.1%	182
2019 Q3	$573K	Buy	+7,000	New	+$560K	0.1%	199
2019 Q2	–	Sell	-6,900	Closed	-$481K	–	695
2019 Q1	$481K	Sell	6,900 -1,900	-22%	-$137K	0.09%	244
2018 Q4	$538K	Buy	8,800 +2,100	+31%	+$128K	0.16%	149
2018 Q3	$432K	Buy	+6,700	New	+$444K	0.12%	229
2018 Q2	–	Sell	-14,000	Closed	-$855K	–	689
2018 Q1	$855K	Buy	+14,000	New	+$868K	0.06%	242
2017 Q2	–	Sell	-6,845	Closed	-$273K	–	788
2017 Q1	$273K	Buy	+6,845	New	+$269K	0.01%	489

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

Ellington Management Group's LPLA Position: Q1 2020 in Review

Ellington Management Group sold out of LPL Financial (LPLA) in Q1 2020, closing a stake of 5,100 shares — an estimated $470K sold.

Ellington Management Group first reported a position in LPLA in Q1 2017 and held it in 7 quarters. The position peaked at $855K in Q1 2018. 297 funds tracked by Wall St. Rank hold LPLA as of Q1 2020.

Ellington Management Group reported no remaining LPL Financial position as of Q1 2020 after selling out during the quarter.
Ellington Management Group sold 5,100 LPL Financial shares in Q1 2020, an estimated $470K.
Ellington Management Group first reported a position in LPL Financial in Q1 2017 and held it in 7 quarters.
Ellington Management Group's LPL Financial position peaked at $855K in Q1 2018.
297 funds tracked by Wall St. Rank held LPL Financial as of Q1 2020.

Based on Ellington Management Group's 13F filing for Q1 2020, filed 15 May 2020.