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LPL Financial
LPLA

Overview Fund Activity

197 hedge funds and large institutions have $3.48B invested in LPL Financial in 2017 Q2 according to their latest regulatory filings, with 33 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
197
Holders Change
+4
Holders Change %
+2.07%
% of All Funds
4.92%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
33
Increased
80
Reduced
66
Closed
28
Calls
$2.94M
Puts
$17.1M
Net Calls
-$14.2M
Net Calls Change
-$12.9M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$399M
2
Vanguard Group
Vanguard Group
Pennsylvania
$373M
3
SC
Samlyn Capital
New York
$62.9M
4
PFMOSF
Philadelphia Financial Management of San Francisco
California
$12.4M
5
BIM
Bogle Investment Management
Massachusetts
$13.3M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$13.2M
2
PCIG
Partners Capital Investment Group
Massachusetts
$149K
3
DIG
Dragoneer Investment Group
California
$0
4
LCM
Laurion Capital Management
New York
$0
5
SA
SPO Advisory
California
$348M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIP
201
Convergence Investment Partners
Florida
– -$1.63M -41,029 Closed
EU
202
Emory University
Georgia
– -$1.59M -39,989 Closed
Voloridge Investment Management
203
Voloridge Investment Management
Florida
– -$1.43M -35,977 Closed
NEI
204
Northwest & Ethical Investments
Ontario, Canada
– -$1.25M -31,403 Closed
SEC
205
Seven Eight Capital
New York
– -$640K -16,067 Closed
GCA
206
Gideon Capital Advisors
New York
– -$514K -12,896 Closed
UFF
207
USA Financial Formulas
Michigan
– -$483K -12,126 Closed
VKH
208
Virtu KCG Holdings
New York
– -$467K -11,714 Closed
FRM
209
Fox Run Management
Connecticut
– -$378K -9,500 Closed
GC
210
Guggenheim Capital
Illinois
– -$340K -8,531 Closed
SBIA
211
Sheaff Brock Investment Advisors
Indiana
– -$304K -7,640 Closed
EMG
212
Ellington Management Group
Connecticut
– -$273K -6,845 Closed
QC
213
Quadrature Capital
United Kingdom
– -$271K -6,803 Closed
MIAN
214
Mariner Independent Advisor Network
Kansas
– -$240K -6,017 Closed
FWM
215
Frontier Wealth Management
Missouri
– -$232K -5,835 Closed
PAM
216
Princeton Alpha Management
New Jersey
– -$217K -5,452 Closed
FPF
217
FNY Partners Fund
New York
– -$96K -2,426 Closed
AIM
218
Acrospire Investment Management
Illinois
– -$24K -600 Closed
TRCT
219
Tower Research Capital (TRC)
New York
– -$9K -215 Closed
CGT
220
Capital Guardian Trust
California
– -$6K -150 Closed
JG
221
Jefferies Group
New York
– -$5K -122 Closed
PHK
222
Point72 Hong Kong
Hong Kong
– -$4K -95 Closed
MIM
223
Monashee Investment Management
Massachusetts
– -$996K – –
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