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LPL Financial
LPLA

Overview Fund Activity

292 hedge funds and large institutions have $5.24B invested in LPL Financial in 2018 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 104 increasing their positions, 114 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
292
Holders Change
-2
Holders Change %
-0.68%
% of All Funds
6.69%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.27%
New
39
Increased
104
Reduced
114
Closed
40
Calls
$7.01M
Puts
$5.06M
Net Calls
+$1.94M
Net Calls Change
-$9.79M

Top Buyers

1
American Century Companies
American Century Companies
Missouri
$47.9M
2
NMVA
New Mountain Vantage Advisers
New York
$98.8M
3
Fidelity Investments
Fidelity Investments
Massachusetts
$127M
4
FCM
Frontier Capital Management
Massachusetts
$163M
5
SC
Samlyn Capital
New York
$135M

Top Sellers

1
SA
SPO Advisory
California
$0
2
Renaissance Technologies
Renaissance Technologies
New York
$29.8M
3
AL
AJO LP
Pennsylvania
$30.4M
4
Two Sigma Investments
Two Sigma Investments
New York
$2.2M
5
Deutsche Bank
Deutsche Bank
Germany
$46.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
SOADOR
176
State of Alaska Department of Revenue
Alaska
$690K -$2.64K -41 -0.4%
Teacher Retirement System of Texas
177
Teacher Retirement System of Texas
Texas
$677K -$501K -7,764 -43%
RCS
178
Retirement Capital Strategies
California
$648K – – –
B
179
Barings
North Carolina
$645K -$645K -10,000 -50%
Canada Life
180
Canada Life
Manitoba, Canada
$637K +$904 +14 +0.1%
Public Employees Retirement Association of Colorado
181
Public Employees Retirement Association of Colorado
Colorado
$620K -$3.55K -55 -0.6%
CIC
182
Chase Investment Counsel
Virginia
$611K -$4.51K -70 -0.7%
IWM
183
IHT Wealth Management
Illinois
$596K +$129 +2 +0%
GH
184
GAM Holding
Switzerland
$586K +$361K +5,593 +161%
CC
185
Cipher Capital
New York
$584K +$584K +9,048 New
NAM
186
NorthCoast Asset Management
Connecticut
$576K – – –
Verition Fund Management
187
Verition Fund Management
Connecticut
$571K +$141K +2,182 +33%
Zurich Cantonal Bank
188
Zurich Cantonal Bank
Switzerland
$562K -$382K -5,928 -40%
Janney Montgomery Scott
189
Janney Montgomery Scott
Pennsylvania
$533K +$533K +8,256 New
ECM
190
ETrade Capital Management
Virginia
$524K +$18.4K +285 +4%
IIC
191
Ironwood Investment Counsel
Arizona
$509K – – –
PP
192
Paloma Partners
Connecticut
$506K +$506K +7,840 New
RJT
193
Raymond James Trust
Florida
$504K -$4.06K -63 -0.8%
FIM
194
Freedom Investment Management
Connecticut
$504K +$53.4K +802 +12%
UWM
195
USAdvisors Wealth Management
Minnesota
$497K -$9.68K -150 -2%
WG
196
Winton Group
United Kingdom
$497K +$195K +3,025 +65%
CBOA
197
Commonwealth Bank of Australia
Australia
$496K +$496K +7,700 New
M&T Bank
198
M&T Bank
New York
$495K -$58.1K -900 -11%
AIM
199
Assured Investment Management
New York
$491K -$959K -14,851 -66%
SSWM
200
Sheets Smith Wealth Management
North Carolina
$488K +$5.8K +90 +1%
6 7
8
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