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LPL Financial

178 hedge funds and large institutions have $4.93B invested in LPL Financial in 2015 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 64 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 1215 (+3)

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

14% more capital invested

Capital invested by funds: $4.33B → $4.93B (+$600M)

4% more funds holding

Funds holding: 171178 (+7)

5% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 61

11% less call options, than puts

Call options by funds: $2.73M | Put options by funds: $3.08M

Holders
178
Holders Change
+7
Holders Change %
+4.09%
% of All Funds
4.8%
Holding in Top 10
15
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+25%
% of All Funds
0.4%
New
36
Increased
64
Reduced
61
Closed
29
Calls
$2.73M
Puts
$3.08M
Net Calls
-$350K
Net Calls Change
-$363K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
151
Royal Bank of Canada
Ontario, Canada
$87K -$784K -18,128 -91%
Nordea Investment Management
152
Nordea Investment Management
Sweden
$87K +$81K +1,872 New
Simplex Trading
153
Simplex Trading
Illinois
$71K +$66.1K +1,528 New
PNC Financial Services Group
154
PNC Financial Services Group
Pennsylvania
$64K -$5.97K -138 -9%
Barclays
155
Barclays
United Kingdom
$60K -$1.67M -38,691 -97%
JFGIW
156
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$60K +$56.2K +1,300 New
PAM
157
Panagora Asset Management
Massachusetts
$53K
TRCT
158
Tower Research Capital (TRC)
New York
$52K -$162K -3,750 -77%
US Bancorp
159
US Bancorp
Minnesota
$42K +$2.03K +47 +6%
LTFS
160
Ladenburg Thalmann Financial Services
Florida
$35K -$2.46K -57 -7%
FNBT
161
FineMark National Bank & Trust
Florida
$34K -$2.51K -58 -7%
CFG
162
CKW Financial Group
Hawaii
$27K
CCS
163
Crosspoint Capital Strategies
California
$26K +$24.4K +564 New
PG
164
PEAK6 Group
Illinois
$21K +$19.5K +451 New
RCG
165
Ruggie Capital Group
Florida
$17K
WP
166
WealthPLAN Partners
Nebraska
$14K +$7.05K +163 +119%
Zurich Cantonal Bank
167
Zurich Cantonal Bank
Switzerland
$13K
WA
168
WealthTrust-Arizona
Arizona
$12K -$1.69K -39 -13%
Lazard Asset Management
169
Lazard Asset Management
New York
$11K -$1.43K -33 -11%
BRWM
170
B. Riley Wealth Management
Tennessee
$9K
KT
171
Kanaly Trust
Texas
$7K +$6.79K +157 New
ASN
172
Advisory Services Network
Georgia
$5K +$1.51K +35 +47%
KCM
173
Karp Capital Management
California
$3K +$2.94K +68 New
FPFS
174
First Personal Financial Services
North Carolina
$2K
BCM
175
Brookstone Capital Management
Illinois
$2K +$1.95K +45 New

LPLA Hedge Fund Activity: Q2 2015 in Review

178 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q2 2015, worth a combined $4.93B — up 14% from $4.33B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new LPLA positions and 29 closed out — a net gain of 7 holders — while 64 added to existing stakes and 61 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $162M. The largest seller was Nomura Holdings, exiting entirely with an estimated $92.8M sold.

  • 178 institutional investors held LPL Financial (LPLA) as of Q2 2015, up from 171 in Q1 2015.
  • Funds reported $4.93B of LPL Financial stock for Q2 2015, up 14% quarter-over-quarter.
  • 36 funds opened new LPL Financial positions in Q2 2015 and 29 closed out, a net change of +7 holders.
  • The largest LPL Financial buyer in Q2 2015 was Morgan Stanley, an estimated $162M added.
  • The largest LPL Financial seller in Q2 2015 was Nomura Holdings, an estimated $92.8M sold.

Based on aggregated 13F filings for Q2 2015.