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LPL Financial
LPLA

Overview Fund Activity

178 hedge funds and large institutions have $4.93B invested in LPL Financial in 2015 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 64 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
178
Holders Change
+7
Holders Change %
+4.09%
% of All Funds
4.8%
Holding in Top 10
15
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+25%
% of All Funds
0.4%
New
36
Increased
64
Reduced
61
Closed
29
Calls
$2.73M
Puts
$3.08M
Net Calls
-$350K
Net Calls Change
-$363K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$175M
2
SA
2
SPO Advisory
California
$408M
3
FPA
3
First Pacific Advisors
California
$124M
4
Citigroup
4
Citigroup
New York
$96M
5
Principal Financial Group
5
Principal Financial Group
Iowa
$107M

Top Sellers

1
Nomura Holdings
1
Nomura Holdings
Japan
$0
2
William Blair & Company
2
William Blair & Company
Illinois
$119M
3
KKRC
3
Kohlberg Kravis Roberts & Co
New York
$0
4
PCM
4
Palestra Capital Management
New York
$0
5
American Century Companies
5
American Century Companies
Missouri
$102M
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
151
Royal Bank of Canada
Ontario, Canada
$87K -$841K -18,128 -91%
Nordea Investment Management
152
Nordea Investment Management
Sweden
$87K +$87K +1,872 New
Simplex Trading
153
Simplex Trading
Illinois
$71K +$71K +1,528 New
PNC Financial Services Group
154
PNC Financial Services Group
Pennsylvania
$64K -$6.46K -138 -9%
Barclays
155
Barclays
United Kingdom
$60K -$1.77M -38,691 -97%
JFGIW
156
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$60K +$60K +1,300 New
PAM
157
Panagora Asset Management
Massachusetts
$53K – – –
TRCT
158
Tower Research Capital (TRC)
New York
$52K -$176K -3,750 -77%
US Bancorp
159
US Bancorp
Minnesota
$42K +$2.21K +47 +6%
LTFS
160
Ladenburg Thalmann Financial Services
Florida
$35K -$2.64K -57 -7%
FNBT
161
FineMark National Bank & Trust
Florida
$34K -$2.66K -58 -7%
CFG
162
CKW Financial Group
Hawaii
$27K – – –
CCS
163
Crosspoint Capital Strategies
California
$26K +$26K +564 New
PG
164
PEAK6 Group
Illinois
$21K +$21K +451 New
RCG
165
Ruggie Capital Group
Florida
$17K – – –
WP
166
WealthPLAN Partners
Nebraska
$14K +$7.61K +163 +119%
Zurich Cantonal Bank
167
Zurich Cantonal Bank
Switzerland
$13K – – –
WA
168
WealthTrust-Arizona
Arizona
$12K -$1.87K -39 -13%
Lazard Asset Management
169
Lazard Asset Management
New York
$11K -$1.41K -33 -11%
BRWM
170
B. Riley Wealth Management
Tennessee
$9K – – –
KT
171
Kanaly Trust
Texas
$7K +$7K +157 New
ASN
172
Advisory Services Network
Georgia
$5K +$1.59K +35 +47%
KCM
173
Karp Capital Management
California
$3K +$3K +68 New
FPFS
174
First Personal Financial Services
North Carolina
$2K – – –
BCM
175
Brookstone Capital Management
Illinois
$2K +$2K +45 New
5 6
7
8 9