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LPL Financial
LPLA

Overview Fund Activity

202 hedge funds and large institutions have $4.78B invested in LPL Financial in 2014 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 46 increasing their positions, 96 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
202
Holders Change
+20
Holders Change %
+10.99%
% of All Funds
5.84%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
40
Increased
46
Reduced
96
Closed
18
Calls
$1.2M
Puts
$2.74M
Net Calls
-$1.54M
Net Calls Change
-$580K

Top Buyers

1
LPC
1
Lone Pine Capital
Connecticut
$448M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$344M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$74.9M
4
Millennium Management
4
Millennium Management
New York
$27M
5
Artisan Partners
5
Artisan Partners
Wisconsin
$160M

Top Sellers

1
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$677M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.92M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$361M
4
American Century Companies
4
American Century Companies
Missouri
$0
5
William Blair & Company
5
William Blair & Company
Illinois
$167M
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Life
151
Canada Life
Manitoba, Canada
$321K – – –
BOS
152
Bingham Osborn & Scarborough
California
$311K – – –
Verition Fund Management
153
Verition Fund Management
Connecticut
$301K +$301K +5,729 New
Comerica Bank
154
Comerica Bank
Texas
$295K -$19.7K -375 -6%
CB
155
Cooke & Bieler
Pennsylvania
$290K -$38.4K -730 -12%
PNC Financial Services Group
156
PNC Financial Services Group
Pennsylvania
$289K -$54.9K -1,050 -16%
KeyBank National Association
157
KeyBank National Association
Ohio
$263K -$99.3K -1,888 -27%
AW
158
ACG Wealth
Georgia
$263K – – –
MCM
159
MAI Capital Management
Ohio
$263K +$263K +5,000 New
AB
160
Amalgamated Bank
New York
$261K -$19.1K -364 -7%
WT
161
Wilmington Trust
Delaware
$258K – – –
AWCI
162
Alpine Woods Capital Investors
New York
$256K – – –
AIC
163
Aurora Investment Counsel
Georgia
$253K -$1.94M -36,979 -88%
HIM
164
Hillsdale Investment Management
Ontario, Canada
$252K -$73.5K -1,400 -23%
MIU
165
Man Investments (UK)
United Kingdom
$246K -$997K -18,974 -80%
VAM
166
Visium Asset Management
New York
$240K +$240K +4,559 New
EMFAT
167
Emerald Mutual Fund Advisers Trust
Pennsylvania
$239K – – –
CG
168
Clinton Group
New York
$233K +$233K +4,433 New
BNP Paribas Financial Markets
169
BNP Paribas Financial Markets
France
$231K -$63.7K -1,345 -22%
DC
170
Deere & Company
Illinois
$230K -$170K -3,243 -43%
SCM
171
Stevens Capital Management
Pennsylvania
$218K -$859K -16,331 -80%
PI
172
Placemark Investments
Illinois
$215K -$10.3K -196 -5%
Royal Bank of Canada
173
Royal Bank of Canada
Ontario, Canada
$207K +$151K +2,864 +269%
FMT
174
First Mercantile Trust
Tennessee
$193K -$31.6K -600 -14%
Fuller & Thaler Asset Management
175
Fuller & Thaler Asset Management
California
$189K +$189K +3,600 New
5 6
7
8 9