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LPL Financial
LPLA

Overview Fund Activity

292 hedge funds and large institutions have $5.24B invested in LPL Financial in 2018 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 104 increasing their positions, 114 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
292
Holders Change
-2
Holders Change %
-0.68%
% of All Funds
6.69%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.27%
New
39
Increased
104
Reduced
114
Closed
40
Calls
$7.01M
Puts
$5.06M
Net Calls
+$1.94M
Net Calls Change
-$9.79M

Top Buyers

1
American Century Companies
American Century Companies
Missouri
$47.9M
2
NMVA
New Mountain Vantage Advisers
New York
$98.8M
3
Fidelity Investments
Fidelity Investments
Massachusetts
$127M
4
FCM
Frontier Capital Management
Massachusetts
$163M
5
SC
Samlyn Capital
New York
$135M

Top Sellers

1
SA
SPO Advisory
California
$0
2
Renaissance Technologies
Renaissance Technologies
New York
$29.8M
3
AL
AJO LP
Pennsylvania
$30.4M
4
Two Sigma Investments
Two Sigma Investments
New York
$2.2M
5
Deutsche Bank
Deutsche Bank
Germany
$46.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
DCM
126
Dupont Capital Management
Delaware
$1.62M -$833K -12,910 -34%
WAG
127
Winthrop Advisory Group
Massachusetts
$1.51M – – –
BIM
128
Bogle Investment Management
Massachusetts
$1.48M -$3.74M -57,989 -72%
T. Rowe Price Associates
129
T. Rowe Price Associates
Maryland
$1.47M +$5.61K +87 +0.4%
TCM
130
Timpani Capital Management
Wisconsin
$1.43M -$971K -15,040 -40%
PAG
131
Private Advisor Group
New Jersey
$1.43M +$487K +7,550 +52%
ZIM
132
Zacks Investment Management
Illinois
$1.37M +$56.8K +881 +4%
UBS Group
133
UBS Group
Switzerland
$1.36M -$626K -9,694 -31%
Squarepoint
134
Squarepoint
New York
$1.35M -$3.49M -54,082 -72%
VRS
135
Virginia Retirement Systems
Virginia
$1.34M +$368K +5,700 +38%
Rafferty Asset Management
136
Rafferty Asset Management
New York
$1.33M -$168K -2,598 -11%
Man Group
137
Man Group
United Kingdom
$1.28M -$666K -10,330 -34%
SSA
138
Schonfeld Strategic Advisors
New York
$1.27M +$1.27M +19,700 New
Comerica Bank
139
Comerica Bank
Texas
$1.24M +$1.02M +18,343 +466%
TI
140
Trexquant Investment
Connecticut
$1.19M +$772K +11,971 +185%
Susquehanna International Group
141
Susquehanna International Group
Pennsylvania
$1.17M -$760K -11,784 -39%
LPL Financial
142
LPL Financial
California
$1.17M +$58.3K +904 +5%
GC
143
Guggenheim Capital
Illinois
$1.14M +$274K +4,252 +32%
ZCA
144
Zeke Capital Advisors
Pennsylvania
$1.13M +$1.13M +17,489 New
Prudential Financial
145
Prudential Financial
New Jersey
$1.13M +$787K +12,190 +232%
SSP
146
Sapphire Star Partners
Washington
$1.12M +$227K +3,519 +25%
WCA
147
Waratah Capital Advisors
Ontario, Canada
$1.12M +$839K +12,999 +296%
State of Wisconsin Investment Board
148
State of Wisconsin Investment Board
Wisconsin
$1.08M -$36.1K -560 -3%
SG Americas Securities
149
SG Americas Securities
New York
$1.06M +$1.06M +16,392 New
URS
150
Utah Retirement Systems
Utah
$1.05M -$6.45K -100 -0.6%
4 5
6
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