Dupont Capital Management’s LPL Financial LPLA Stock Holding History

Dupont Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-12,230	Closed	-$998K	–	1239
2019 Q2	$998K	Buy	+12,230	New	+$968K	0.02%	551
2018 Q4	–	Sell	-25,100	Closed	-$1.62M	–	1194
2018 Q3	$1.62M	Sell	25,100 -12,910	-34%	-$856K	0.04%	445
2018 Q2	$2.49M	Buy	+38,010	New	+$2.5M	0.06%	293
2017 Q3	–	Sell	-30,556	Closed	-$1.3M	–	968
2017 Q2	$1.3M	Buy	+30,556	New	+$1.24M	0.03%	470

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

Dupont Capital Management's LPLA Position: Q3 2019 in Review

Dupont Capital Management sold out of LPL Financial (LPLA) in Q3 2019, closing a stake of 12,230 shares — an estimated $998K sold.

Dupont Capital Management first reported a position in LPLA in Q2 2017 and held it in 4 quarters. The position peaked at $2.49M in Q2 2018. 312 funds tracked by Wall St. Rank hold LPLA as of Q3 2019.

Dupont Capital Management reported no remaining LPL Financial position as of Q3 2019 after selling out during the quarter.
Dupont Capital Management sold 12,230 LPL Financial shares in Q3 2019, an estimated $998K.
Dupont Capital Management first reported a position in LPL Financial in Q2 2017 and held it in 4 quarters.
Dupont Capital Management's LPL Financial position peaked at $2.49M in Q2 2018.
312 funds tracked by Wall St. Rank held LPL Financial as of Q3 2019.

Based on Dupont Capital Management's 13F filing for Q3 2019, filed 28 Oct 2019.