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LPL Financial
LPLA

Overview Fund Activity

193 hedge funds and large institutions have $3.3B invested in LPL Financial in 2017 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 66 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
+5
Holders Change %
+2.66%
% of All Funds
4.81%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
49
Increased
66
Reduced
55
Closed
37
Calls
$11.2M
Puts
$12.5M
Net Calls
-$1.34M
Net Calls Change
+$8.09M

Top Buyers

1
BlackRock
1
BlackRock
New York
$140M
2
Balyasny Asset Management
2
Balyasny Asset Management
Illinois
$70.3M
3
Point72 Asset Management
3
Point72 Asset Management
Connecticut
$46.8M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$317M
5
JHIU
5
Janus Henderson Investors US
Colorado
$358M

Top Sellers

1
FP
1
FPR Partners
California
$179M
2
TGHSA
2
TPG Group Holdings (SBS) Advisors
Texas
$0
3
SP
3
Stockbridge Partners
Massachusetts
$0
4
LCM
4
Laurion Capital Management
New York
$21.9M
5
HCM
5
HMI Capital Management
California
$74.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
CSS
126
Cubist Systematic Strategies
Connecticut
$442K -$289K -7,258 -40%
TI
127
Trexquant Investment
Connecticut
$422K -$143K -3,605 -25%
Fidelity Investments
128
Fidelity Investments
Massachusetts
$420K – – –
Wellington Management Group
129
Wellington Management Group
Massachusetts
$407K -$729K -18,318 -64%
CCM
130
Cadence Capital Management
Massachusetts
$389K -$52.8K -1,325 -12%
RCS
131
Retirement Capital Strategies
California
$388K – – –
Robeco Institutional Asset Management
132
Robeco Institutional Asset Management
Netherlands
$383K – – –
WCA
133
Waratah Capital Advisors
Ontario, Canada
$379K +$379K +9,520 New
FRM
134
Fox Run Management
Connecticut
$378K -$119K -3,000 -24%
CEP
135
Chicago Equity Partners
Illinois
$378K +$378K +9,500 New
BF
136
BOK Financial
Oklahoma
$371K -$4.82K -121 -1%
Zurich Cantonal Bank
137
Zurich Cantonal Bank
Switzerland
$365K +$276K +6,937 +311%
Pacer Advisors
138
Pacer Advisors
Pennsylvania
$346K +$346K +8,683 New
GC
139
Guggenheim Capital
Illinois
$340K +$340K +8,531 New
UBS Group
140
UBS Group
Switzerland
$332K +$227K +5,701 +217%
Nisa Investment Advisors
141
Nisa Investment Advisors
Missouri
$319K – – –
CCMG
142
Clark Capital Management Group
Pennsylvania
$316K +$316K +7,929 New
SBIA
143
Sheaff Brock Investment Advisors
Indiana
$304K -$42.4K -1,065 -12%
HSBC Holdings
144
HSBC Holdings
United Kingdom
$296K – – –
Canada Life
145
Canada Life
Manitoba, Canada
$294K – – –
GHCM
146
Glen Harbor Capital Management
California
$294K +$294K +7,378 New
EMG
147
Ellington Management Group
Connecticut
$273K +$273K +6,845 New
QC
148
Quadrature Capital
United Kingdom
$271K -$253K -6,361 -48%
Jacobs Levy Equity Management
149
Jacobs Levy Equity Management
New Jersey
$256K +$256K +6,420 New
IIC
150
Ironwood Investment Counsel
Arizona
$242K -$31.7K -800 -12%
4 5
6
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