Cadence Capital Management’s LPL Financial LPLA Stock Holding History

Cadence Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,966	Closed	-$1.02M	–	354
2020 Q2	$1.02M	Buy	12,966 +2,730	+27%	+$182K	0.15%	215
2020 Q1	$557K	Buy	+10,236	New	+$825K	0.09%	301
2017 Q3	–	Sell	-9,612	Closed	-$408K	–	697
2017 Q2	$408K	Sell	9,612 -155	-2%	-$6.29K	0.03%	551
2017 Q1	$389K	Sell	9,767 -1,325	-12%	-$52.1K	0.03%	557
2016 Q4	$391K	Buy	11,092 +679	+7%	+$23.7K	0.03%	557
2016 Q3	$311K	Sell	10,413 -10,065	-49%	-$272K	0.02%	549
2016 Q2	$461K	Buy	20,478 +5,046	+33%	+$127K	0.03%	461
2016 Q1	$383K	Buy	15,432 +1,802	+13%	+$48.6K	0.03%	526
2015 Q4	$581K	Buy	13,630 +2,091	+18%	+$89.1K	0.04%	445
2015 Q3	$459K	Buy	+11,539	New	+$496K	0.03%	465
2015 Q2	–	Sell	-14,913	Closed	-$654K	–	640
2015 Q1	$654K	Sell	14,913 -194	-1%	-$8.57K	0.04%	469
2014 Q4	$673K	Buy	+15,107	New	+$650K	0.04%	467

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

Cadence Capital Management's LPLA Position: Q3 2020 in Review

Cadence Capital Management sold out of LPL Financial (LPLA) in Q3 2020, closing a stake of 12,966 shares — an estimated $1.02M sold.

Cadence Capital Management first reported a position in LPLA in Q4 2014 and held it in 12 quarters. The position peaked at $1.02M in Q2 2020. 326 funds tracked by Wall St. Rank hold LPLA as of Q3 2020.

Cadence Capital Management reported no remaining LPL Financial position as of Q3 2020 after selling out during the quarter.
Cadence Capital Management sold 12,966 LPL Financial shares in Q3 2020, an estimated $1.02M.
Cadence Capital Management first reported a position in LPL Financial in Q4 2014 and held it in 12 quarters.
Cadence Capital Management's LPL Financial position peaked at $1.02M in Q2 2020.
326 funds tracked by Wall St. Rank held LPL Financial as of Q3 2020.

Based on Cadence Capital Management's 13F filing for Q3 2020, filed 16 Oct 2020.