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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
URS
101
Utah Retirement Systems
Utah
$626K – – –
GC
102
Guggenheim Capital
Illinois
$616K -$11.6M -272,658 -95%
DADC
103
D.A. Davidson & Co
Montana
$599K -$99K -2,325 -14%
CCM
104
Cadence Capital Management
Massachusetts
$581K +$89.1K +2,091 +18%
ProShare Advisors
105
ProShare Advisors
Maryland
$573K +$25K +586 +5%
CG
106
Clinton Group
New York
$558K +$557K +13,081 New
OCM
107
OMT Capital Management
California
$509K -$451K -10,590 -47%
SEI Investments
108
SEI Investments
Pennsylvania
$509K +$213K +4,999 +72%
BOTW
109
Bank of the West
California
$495K -$21.3K -500 -4%
UBS Group
110
UBS Group
Switzerland
$489K +$43.8K +1,028 +10%
Jane Street
111
Jane Street
New York
$454K +$454K +10,654 New
PP
112
Paloma Partners
Connecticut
$418K +$417K +9,800 New
NMIMC
113
Northwestern Mutual Investment Management Company
Wisconsin
$415K +$1.41K +33 +0.3%
Canada Life
114
Canada Life
Manitoba, Canada
$410K – – –
MF
115
Magnetar Financial
Illinois
$397K +$396K +9,300 New
AB
116
Amalgamated Bank
New York
$384K -$27.6K -647 -7%
M&T Bank
117
M&T Bank
New York
$357K -$15.8K -372 -4%
BF
118
BOK Financial
Oklahoma
$343K +$15.8K +371 +5%
Teacher Retirement System of Texas
119
Teacher Retirement System of Texas
Texas
$298K -$154K -3,620 -34%
PAG
120
Private Advisor Group
New Jersey
$294K +$1.19K +28 +0.4%
Squarepoint
121
Squarepoint
New York
$286K +$285K +6,700 New
Walleye Trading
122
Walleye Trading
New York
$266K +$265K +6,228 New
MLICM
123
Metropolitan Life Insurance Company (MetLife)
New York
$264K +$7.07K +166 +3%
BCM
124
BlueCrest Capital Management
Jersey
$251K +$251K +5,886 New
HSBC Holdings
125
HSBC Holdings
United Kingdom
$246K +$43 +1 +0%
3 4
5
6 7

LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.