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LPL Financial
LPLA

182 hedge funds and large institutions have $4.29B invested in LPL Financial in 2013 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 56 increasing their positions, 68 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 14

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

26% more capital invested

Capital invested by funds: $3.4B → $4.29B (+$888M)

22% more funds holding

Funds holding: 149 → 182 (+33)

18% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 68

87% less call options, than puts

Call options by funds: $146K | Put options by funds: $1.1M

Holders
182
Holders Change
+33
Holders Change %
+22.15%
% of All Funds
5.28%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.29%
New
47
Increased
56
Reduced
68
Closed
14
Calls
$146K
Puts
$1.1M
Net Calls
-$959K
Net Calls Change
-$507K

Top Buyers

1
Invesco
Invesco
Georgia
+$90.4M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$29.2M
3
Artisan Partners
Artisan Partners
Wisconsin
+$29.2M
4
BIT
BlackRock Institutional Trust
California
+$21.9M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$20.2M

Top Sellers

1
HLA
Hamilton Lane Advisors
Pennsylvania
-$28.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$24.5M
3
State Street
State Street
Massachusetts
-$23.7M
4
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
-$21.5M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$21M
Name Holding Trade Value Shares
Change 		Change in
Stake
ALA
76
Atherton Lane Advisers
California
$3.42M – – –
BA
77
Boston Advisors
Massachusetts
$3.37M +$3.01M +71,625 New
HLA
78
Hamilton Lane Advisors
Pennsylvania
$3.14M -$28.5M -679,957 -91%
GEM
79
Global Endowment Management
North Carolina
$3.06M +$273K +6,500 +11%
PPA
80
Parametric Portfolio Associates
Washington
$3M -$1.89K -45 -0.1%
GC
81
Guggenheim Capital
Illinois
$2.95M +$1.41M +33,520 +115%
Millennium Management
82
Millennium Management
New York
$2.85M +$1.68M +39,966 +194%
AllianceBernstein
83
AllianceBernstein
Tennessee
$2.72M +$277K +6,604 +13%
BTW
84
Boston Trust Walden
Massachusetts
$2.48M +$2.21M +52,667 New
TI
85
Turner Investments
Pennsylvania
$2.38M +$2.12M +50,570 New
NCCM
86
Nine Chapters Capital Management
New Jersey
$2.32M -$2.74M -65,400 -57%
MLICM
87
Metropolitan Life Insurance Company (MetLife)
New York
$2.28M – – –
BG
88
BlackRock Group
United Kingdom
$2.24M +$651K +15,503 +48%
Prudential Financial
89
Prudential Financial
New Jersey
$2.19M -$2.22M -52,800 -53%
BIM
90
Bogle Investment Management
Massachusetts
$2.13M -$2.82M -67,122 -60%
Asset Management One
91
Asset Management One
Japan
$2.1M -$150K -3,580 -7%
RhumbLine Advisers
92
RhumbLine Advisers
Massachusetts
$1.98M -$230K -5,481 -12%
AIC
93
Aurora Investment Counsel
Georgia
$1.97M -$209K -4,973 -11%
State of Wisconsin Investment Board
94
State of Wisconsin Investment Board
Wisconsin
$1.9M -$55.8K -1,330 -3%
DCP
95
DSM Capital Partners
Florida
$1.81M +$1.89K +45 +0.1%
Two Sigma Advisers
96
Two Sigma Advisers
New York
$1.8M +$676K +16,100 +73%
DIA
97
Davidson Investment Advisors
Montana
$1.76M -$111K -2,635 -7%
SCM
98
Sterling Capital Management
North Carolina
$1.76M +$1.57M +37,495 New
TA
99
Teachers Advisors
New York
$1.72M +$139K +3,323 +10%
JP Morgan Chase
100
JP Morgan Chase
New York
$1.65M -$210K -5,016 -12%
2 3
4
5 6

LPLA Hedge Fund Activity: Q4 2013 in Review

182 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2013, worth a combined $4.29B — up 26% from $3.4B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new LPLA positions and 14 closed out — a net gain of 33 holders — while 56 added to existing stakes and 68 trimmed.

The largest buyer was Invesco, adding an estimated $90.4M. The largest seller was Hamilton Lane Advisors, cutting an estimated $28.5M.

  • 182 institutional investors held LPL Financial (LPLA) as of Q4 2013, up from 149 in Q3 2013.
  • Funds reported $4.29B of LPL Financial stock for Q4 2013, up 26% quarter-over-quarter.
  • 47 funds opened new LPL Financial positions in Q4 2013 and 14 closed out, a net change of +33 holders.
  • The largest LPL Financial buyer in Q4 2013 was Invesco, an estimated $90.4M added.
  • The largest LPL Financial seller in Q4 2013 was Hamilton Lane Advisors, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.