We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

202 hedge funds and large institutions have $4.78B invested in LPL Financial in 2014 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 46 increasing their positions, 96 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 18

11% more capital invested

Capital invested by funds: $4.29B → $4.78B (+$489M)

11% more funds holding

Funds holding: 182 → 202 (+20)

10% more funds holding in top 10

Funds holding in top 10: 10 → 11 (+1)

52% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 96

56% less call options, than puts

Call options by funds: $1.2M | Put options by funds: $2.74M

Holders
202
Holders Change
+20
Holders Change %
+10.99%
% of All Funds
5.83%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
40
Increased
46
Reduced
96
Closed
18
Calls
$1.2M
Puts
$2.74M
Net Calls
-$1.54M
Net Calls Change
-$580K

Top Buyers

1
LPC
Lone Pine Capital
Connecticut
+$450M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$272M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$48.9M
4
Millennium Management
Millennium Management
New York
+$23.9M
5
Artisan Partners
Artisan Partners
Wisconsin
+$22.6M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$202M
2
Citadel Advisors
Citadel Advisors
Florida
-$107M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$78.7M
4
American Century Companies
American Century Companies
Missouri
-$77.4M
5
William Blair & Company
William Blair & Company
Illinois
-$72.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
26
HMI Capital Management
California
$23.2M +$13.6M +257,000 +139%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$22.6M +$2M +37,910 +10%
Northern Trust
28
Northern Trust
Illinois
$22.3M +$7.44M +141,014 +50%
MAA
29
Managed Account Advisors
New Jersey
$21.9M -$1.48M -27,989 -6%
Alyeska Investment Group
30
Alyeska Investment Group
Illinois
$21.6M -$519K -9,835 -2%
Westfield Capital Management
31
Westfield Capital Management
Massachusetts
$19.4M -$5.84M -110,600 -23%
N
32
Nuveen
North Carolina
$19.4M -$12.7M -240,508 -39%
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$17.7M +$436K +8,252 +3%
PPCP
34
Pivot Point Capital Partners
California
$17.3M -$10.3M -194,922 -37%
RIM
35
Rainier Investment Management
Washington
$17M +$17.1M +323,840 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$15.3M -$98.9K -1,873 -0.6%
Natixis Advisors
37
Natixis Advisors
Massachusetts
$14.7M -$3.73M -70,731 -20%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$14.6M +$7.29M +138,000 +88%
Wells Fargo
39
Wells Fargo
California
$13.4M +$214K +4,048 +2%
First Trust Advisors
40
First Trust Advisors
Illinois
$13.1M +$4.82M +91,376 +58%
MSA
41
Mason Street Advisors
Wisconsin
$12.7M -$17.2M -325,976 -57%
PCM
42
Penn Capital Management
Pennsylvania
$12.1M -$3.98M -75,438 -25%
FCM
43
Frontier Capital Management
Massachusetts
$11.4M -$324K -6,130 -3%
UOC
44
UBS O'Connor
Illinois
$11.2M +$2.06M +38,965 +22%
Morgan Stanley
45
Morgan Stanley
New York
$11.1M +$9.77M +185,081 +721%
TCIM
46
TIAA CREF Investment Management
New York
$11M -$86.7K -1,643 -0.8%
N
47
Natixis
France
$10.5M -$10.6K -200 -0.1%
AP
48
AlpInvest Partners
Netherlands
$9.77M -$5.23M -99,000 -35%
GC
49
Globeflex Capital
California
$9.74M -$47.5K -900 -0.5%
FAM
50
Fred Alger Management
New York
$9.29M +$47.4K +898 +0.5%
1
2
3 4 5

LPLA Hedge Fund Activity: Q1 2014 in Review

202 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2014, worth a combined $4.78B — up 11% from $4.29B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new LPLA positions and 18 closed out — a net gain of 22 holders — while 46 added to existing stakes and 96 trimmed.

The largest buyer was Lone Pine Capital, opening a new position worth an estimated $450M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $202M.

  • 202 institutional investors held LPL Financial (LPLA) as of Q1 2014, up from 182 in Q4 2013.
  • Funds reported $4.78B of LPL Financial stock for Q1 2014, up 11% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q1 2014 and 18 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q1 2014 was Lone Pine Capital, an estimated $450M added.
  • The largest LPL Financial seller in Q1 2014 was TPG Group Holdings (SBS) Advisors, an estimated $202M sold.

Based on aggregated 13F filings for Q1 2014.