Penn Capital Management’s LPL Financial LPLA Stock Holding History

Penn Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-111,607	Closed	-$4.76M	–	258
2015 Q4	$4.76M	Sell	111,607 -41,286	-27%	-$1.76M	0.21%	147
2015 Q3	$6.08M	Sell	152,893 -99,324	-39%	-$4.27M	0.32%	133
2015 Q2	$11.7M	Sell	252,217 -10,656	-4%	-$461K	0.48%	76
2015 Q1	$11.5M	Sell	262,873 -45,155	-15%	-$2M	0.46%	80
2014 Q4	$13.7M	Sell	308,028 -11,059	-3%	-$476K	0.58%	55
2014 Q3	$14.7M	Buy	319,087 +3,056	+1%	+$147K	0.61%	53
2014 Q2	$15.7M	Buy	316,031 +85,368	+37%	+$4.14M	0.61%	56
2014 Q1	$12.1M	Sell	230,663 -75,438	-25%	-$3.98M	0.46%	86
2013 Q4	$14.4M	Buy	+306,101	New	+$12.8M	0.52%	74

Other funds holding LPLA

FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return

Penn Capital Management's LPLA Position: Q1 2016 in Review

Penn Capital Management sold out of LPL Financial (LPLA) in Q1 2016, closing a stake of 111,607 shares — an estimated $4.76M sold.

Penn Capital Management first reported a position in LPLA in Q4 2013 and held it in 9 quarters. The position peaked at $15.7M in Q2 2014. 153 funds tracked by Wall St. Rank hold LPLA as of Q1 2016.

Penn Capital Management reported no remaining LPL Financial position as of Q1 2016 after selling out during the quarter.
Penn Capital Management sold 111,607 LPL Financial shares in Q1 2016, an estimated $4.76M.
Penn Capital Management first reported a position in LPL Financial in Q4 2013 and held it in 9 quarters.
Penn Capital Management's LPL Financial position peaked at $15.7M in Q2 2014.
153 funds tracked by Wall St. Rank held LPL Financial as of Q1 2016.

Based on Penn Capital Management's 13F filing for Q1 2016, filed 12 May 2016.