We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

182 hedge funds and large institutions have $4.29B invested in LPL Financial in 2013 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 56 increasing their positions, 68 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 14

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

26% more capital invested

Capital invested by funds: $3.4B → $4.29B (+$888M)

22% more funds holding

Funds holding: 149 → 182 (+33)

18% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 68

87% less call options, than puts

Call options by funds: $146K | Put options by funds: $1.1M

Holders
182
Holders Change
+33
Holders Change %
+22.15%
% of All Funds
5.28%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.29%
New
47
Increased
56
Reduced
68
Closed
14
Calls
$146K
Puts
$1.1M
Net Calls
-$959K
Net Calls Change
-$507K

Top Buyers

1
Invesco
Invesco
Georgia
+$90.4M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$29.2M
3
Artisan Partners
Artisan Partners
Wisconsin
+$29.2M
4
BIT
BlackRock Institutional Trust
California
+$21.9M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$20.2M

Top Sellers

1
HLA
Hamilton Lane Advisors
Pennsylvania
-$28.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$24.5M
3
State Street
State Street
Massachusetts
-$23.7M
4
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
-$21.5M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$21M
Name Holding Trade Value Shares
Change 		Change in
Stake
Norges Bank
26
Norges Bank
Norway
$25M -$2.03M -48,364 -8%
PPCP
27
Pivot Point Capital Partners
California
$24.6M – – –
Fidelity Investments
28
Fidelity Investments
Massachusetts
$23.5M -$21M -500,000 -50%
Westfield Capital Management
29
Westfield Capital Management
Massachusetts
$22.6M +$20.2M +480,570 New
MAA
30
Managed Account Advisors
New Jersey
$20.9M +$7.05M +167,995 +61%
Alyeska Investment Group
31
Alyeska Investment Group
Illinois
$19.8M +$9.23M +220,000 +110%
Geode Capital Management
32
Geode Capital Management
Massachusetts
$18.5M +$1.98M +47,076 +14%
Natixis Advisors
33
Natixis Advisors
Massachusetts
$16.5M -$548K -13,050 -4%
Dimensional Fund Advisors
34
Dimensional Fund Advisors
Texas
$15.4M +$984K +23,455 +8%
PCM
35
Penn Capital Management
Pennsylvania
$14.4M +$12.8M +306,101 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$13.7M -$591K -14,082 -5%
AP
37
AlpInvest Partners
Netherlands
$13.4M -$4.64M -110,544 -28%
Northern Trust
38
Northern Trust
Illinois
$13.3M +$453K +10,798 +4%
Goldman Sachs
39
Goldman Sachs
New York
$13.1M +$9.44M +224,934 +418%
NFA
40
Nationwide Fund Advisors
Ohio
$12.7M -$730K -17,404 -6%
NTCOC
41
Northern Trust Company of Connecticut
Connecticut
$11.9M -$1.04M -24,670 -9%
Wells Fargo
42
Wells Fargo
California
$11.8M -$85.8K -2,044 -0.8%
Deutsche Bank
43
Deutsche Bank
Germany
$11.2M +$2.73M +65,061 +38%
FCM
44
Frontier Capital Management
Massachusetts
$10.5M -$115K -2,730 -1%
TCGI
45
Three Corner Global Investors
New York
$10.3M +$9.2M +219,300 New
SC
46
Samlyn Capital
New York
$10.2M +$9.13M +217,600 New
TCIM
47
TIAA CREF Investment Management
New York
$9.89M -$119K -2,845 -1%
Two Sigma Investments
48
Two Sigma Investments
New York
$9.68M +$1.4M +33,339 +19%
N
49
Natixis
France
$9.41M +$8.39K +200 +0.1%
GC
50
Globeflex Capital
California
$8.77M +$116K +2,766 +2%
1
2
3 4 5

LPLA Hedge Fund Activity: Q4 2013 in Review

182 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2013, worth a combined $4.29B — up 26% from $3.4B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new LPLA positions and 14 closed out — a net gain of 33 holders — while 56 added to existing stakes and 68 trimmed.

The largest buyer was Invesco, adding an estimated $90.4M. The largest seller was Hamilton Lane Advisors, cutting an estimated $28.5M.

  • 182 institutional investors held LPL Financial (LPLA) as of Q4 2013, up from 149 in Q3 2013.
  • Funds reported $4.29B of LPL Financial stock for Q4 2013, up 26% quarter-over-quarter.
  • 47 funds opened new LPL Financial positions in Q4 2013 and 14 closed out, a net change of +33 holders.
  • The largest LPL Financial buyer in Q4 2013 was Invesco, an estimated $90.4M added.
  • The largest LPL Financial seller in Q4 2013 was Hamilton Lane Advisors, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.