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Northern Trust Company of Connecticut’s LPL Financial LPLA Stock Holding History

Northern Trust Company of Connecticut’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		$11.9M Sell
252,043
-24,670
-9% -$1.04M 0.07% 382
2013
Q3 		$10.6M Sell
276,713
-21,742
-7% -$832K 0.07% 425
2013
Q2 		$11.3M Buy
+298,455
New +$10.7M 0.08% 378

Other funds holding LPLA

TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
FP
FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
Artisan Partners
Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return
FCIM
Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Northern Trust Company of Connecticut's LPLA Position: Q4 2013 in Review

Northern Trust Company of Connecticut reduced its LPL Financial (LPLA) stake by 8.9% in Q4 2013, selling an estimated $1.04M and leaving 252,043 shares worth $11.9M. The position accounts for 0.07% of the portfolio, ranked #382.

Northern Trust Company of Connecticut first reported a position in LPLA in Q2 2013 and has held it in 3 quarters since. 182 funds tracked by Wall St. Rank hold LPLA as of Q4 2013.

  • Northern Trust Company of Connecticut held 252,043 shares of LPL Financial worth $11.9M as of Q4 2013.
  • Northern Trust Company of Connecticut sold 24,670 LPL Financial shares in Q4 2013, an estimated $1.04M.
  • LPL Financial made up 0.07% of Northern Trust Company of Connecticut's portfolio in Q4 2013, its #382 holding.
  • Northern Trust Company of Connecticut first reported a position in LPL Financial in Q2 2013 and has held it in 3 quarters since.
  • 182 funds tracked by Wall St. Rank held LPL Financial as of Q4 2013.

Based on Northern Trust Company of Connecticut's 13F filing for Q4 2013, filed 12 Feb 2014.